Rand Capital Corp Reports on Shareholder Votes

TL;DR

Rand Capital Corp held shareholder votes on May 7th, details filed today.

AI Summary

Rand Capital Corporation filed an 8-K on May 8, 2024, reporting on matters submitted to a vote of security holders on May 7, 2024. The filing details the company's corporate structure and its principal executive offices located at 1405 Rand Building, Buffalo, NY.

Why It Matters

This filing informs investors about key decisions made by Rand Capital Corporation's shareholders, which could impact the company's future direction and operations.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not contain information about significant financial changes or operational risks.

Key Players & Entities

• RAND CAPITAL CORP (company) — Registrant
• May 7, 2024 (date) — Date of earliest event reported
• May 8, 2024 (date) — Date of report
• 1405 Rand Building, Buffalo, NY 14203 (location) — Principal Executive Offices

FAQ

From the Filing

0001493152-24-018256.txt : 20240508 0001493152-24-018256.hdr.sgml : 20240508 20240508170020 ACCESSION NUMBER: 0001493152-24-018256 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20240507 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20240508 DATE AS OF CHANGE: 20240508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 ORGANIZATION NAME: IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 24927259 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 8-K 1 form8-k.htm false 0000081955 0000081955 2024-05-07 2024-05-07 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of report (Date of earliest event reported): May 7, 2024   RAND CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter)   New York   814-00235   16-0961359 (State or Other Jurisdiction of Incorporation)   (Commission File Number)   (I.R.S. Employer Identification Number)   1405 Rand Building , Buffalo , NY 14203 (Address of Principal Executive Offices) (Zip Code)   (716) 853-0802 (Registrant’s Telephone Number, Including Area Code)   Not Applicable (Former Name or Former Address, if Changed Since Last Report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:     ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)         ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)         ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))         ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.10 par value   RAND   Nasdaq Capital Market   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 5.07. Submission of Matters on a Vote of Security Holders   The 2024 Annual Meeting of Shareholders (the “Annual Meeting”) of Rand Capital Corporation (the “Company”) was held on May 7, 2024. Proxies were solicited pursuant to the Company’s proxy statement filed on April 1, 2024 with the Securities and Exchange Commission under Section 14(a) of the Securities Exchange Act of 1934, as amended. There was no solicitation in opposition to the Company’s solicitation. Set forth below is a brief description of each matter voted on at the Annual Meeting and the final voting results.   Proposal 1 – ELECTION OF DIRECTORS   In accordance with the results below, each nominee listed below was re-