T. Rowe Price Files 8-K on Security Holder Vote
Ticker: TROW · Form: 8-K · Filed: May 9, 2024 · CIK: 1113169
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: TROW
TL;DR
TRP filed an 8-K for a shareholder vote - details to come.
AI Summary
On May 7, 2024, T. Rowe Price Group, Inc. filed an 8-K report to announce a submission of matters to a vote of its security holders. The filing does not disclose the specific matters to be voted on, but indicates that a vote will take place.
Why It Matters
This filing signals that T. Rowe Price Group, Inc. is preparing for a shareholder vote, which could involve significant corporate decisions or changes.
Risk Assessment
Risk Level: low — The filing is procedural and does not contain information that immediately impacts the company's financial health or operations.
Key Players & Entities
- T. Rowe Price Group, Inc. (company) — Registrant
- May 7, 2024 (date) — Date of earliest event reported
- Maryland (location) — State of incorporation
- 100 East Pratt Street, Baltimore, Maryland 21202 (address) — Principal executive offices
FAQ
What specific matters will be submitted for a vote of T. Rowe Price Group, Inc. security holders?
The filing does not specify the exact matters to be voted on, only that a submission of matters to a vote of security holders is being reported.
When was the earliest event reported in this 8-K filing?
The earliest event reported was on May 7, 2024.
Under which section of the Securities Exchange Act of 1934 is this Form 8-K filed?
This Form 8-K is filed pursuant to Section 13 of the Securities Exchange Act of 1934.
What is the state of incorporation for T. Rowe Price Group, Inc.?
T. Rowe Price Group, Inc. is incorporated in Maryland.
What is the principal executive office address for T. Rowe Price Group, Inc.?
The principal executive offices are located at 100 East Pratt Street, Baltimore, Maryland 21202.
Filing Stats: 562 words · 2 min read · ~2 pages · Grade level 10.2 · Accepted 2024-05-09 17:26:58
Key Financial Figures
- $0.20 — ich registered Common Stock, par value $0.20 TROW The NASDAQ Stock Market LLC Indi
Filing Documents
- trow-20240507.htm (8-K) — 44KB
- 0001113169-24-000015.txt ( ) — 165KB
- trow-20240507.xsd (EX-101.SCH) — 2KB
- trow-20240507_lab.xml (EX-101.LAB) — 21KB
- trow-20240507_pre.xml (EX-101.PRE) — 12KB
- trow-20240507_htm.xml (XML) — 3KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. The annual meeting of our stockholders was held on May 7, 2024. The proxy statement and solicitation pertaining to this meeting were previously filed with the Commission on March 18, 2024. Shares eligible to vote were 223,643,878 at the record date of March 1, 2024. The tabulation of votes for each proposal voted on by stockholders was as follows: Proposal 1 - Election of Directors Nominee For Against Abstain Broker Non-Vote Glenn R. August 151,573,538 3,412,537 258,879 29,818,782 Mark S. Bartlett 151,041,744 3,977,696 225,514 29,818,782 William P. Donnelly 154,068,840 947,346 228,768 29,818,782 Dina Dublon 152,782,552 2,251,051 211,351 29,818,782 Robert F. MacLellan 146,773,292 8,240,290 231,372 29,818,782 Eileen P. Rominger 151,862,455 3,070,012 312,487 29,818,782 Robert W. Sharps 149,511,966 5,299,732 433,256 29,818,782 Cynthia F. Smith 152,842,180 2,178,161 224,613 29,818,782 Robert J. Stevens 151,823,138 3,090,654 331,162 29,818,782 Sandra S. Wijnberg 150,595,361 4,433,832 215,761 29,818,782 Alan D. Wilson 149,929,267 4,999,528 316,159 29,818,782 Proposal 2 - Advisory Vote on the Compensation Paid to Our Named Executive Officers For Against Abstain Broker Non-Vote 145,268,137 9,088,132 888,685 29,818,782 Proposal 3 - Ratification of the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for 2024 For Against Abstain Broker Non-Vote 176,668,684 8,224,522 170,530 —
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. T. Rowe Price Group, Inc. By: /s/ David Oestreicher David Oestreicher Vice President, Chief Legal Counsel and Corporate Secretary Date: May 9, 2024