United States Commodity Index Funds Trust Files 10-Q for Period Ending March 31, 2024
Ticker: CPER · Form: 10-Q · Filed: May 9, 2024 · CIK: 1479247
Sentiment: neutral
Topics: 10-Q, Commodity Futures, United States Commodity Index Funds Trust, Financial Report, Exchange Memberships
TL;DR
<b>United States Commodity Index Funds Trust filed its Q1 2024 10-Q, detailing commodity futures positions and exchange memberships.</b>
AI Summary
United States Commodity Index Funds Trust (CPER) filed a Quarterly Report (10-Q) with the SEC on May 9, 2024. The filing is a 10-Q report for the United States Commodity Index Funds Trust, covering the period ending March 31, 2024. The company's business address is located at 1850 Mt. Diablo Blvd., Suite 640, Walnut Creek, CA 94596. The filing references various commodity exchanges including Commodity Exchange Inc., New York Mercantile Exchange, London Metal Exchange, Ice Futures, Chicago Mercantile Exchange, and Chicago Board of Trade. The report details open positions in commodity futures contracts for the periods January 1, 2024, to March 31, 2024, and January 1, 2023, to March 31, 2023. Fair value inputs for foreign exchange futures are categorized into Level 1, Level 2, and Level 3 for the period ending March 31, 2024.
Why It Matters
For investors and stakeholders tracking United States Commodity Index Funds Trust, this filing contains several important signals. This filing provides a snapshot of the fund's holdings and operational details for the first quarter of 2024, crucial for investors tracking commodity exposure. The mention of various commodity exchanges and fair value input levels offers insight into the fund's trading activities and risk management practices.
Risk Assessment
Risk Level: low — United States Commodity Index Funds Trust shows low risk based on this filing. The filing is a standard quarterly report (10-Q) with no immediate red flags, indicating routine disclosure of financial and operational information.
Analyst Insight
Monitor future filings for changes in commodity futures positions and fair value assessments to gauge shifts in investment strategy and market exposure.
Key Numbers
- 2024-03-31 — Reporting Period End Date (Conformed period of report)
- 2024-05-09 — Filing Date (Filed as of date)
- Q1 2024 — Fiscal Quarter (Reporting period)
Key Players & Entities
- United States Commodity Index Funds Trust (company) — Filer of the 10-Q report
- 0001479247 (company) — Central Index Key for United States Commodity Index Funds Trust
- Commodity Exchange Inc. (company) — Mentioned exchange
- New York Mercantile Exchange (company) — Mentioned exchange
- London Metal Exchange (company) — Mentioned exchange
- Ice Futures (company) — Mentioned exchange
- Chicago Mercantile Exchange (company) — Mentioned exchange
- Chicago Board of Trade (company) — Mentioned exchange
FAQ
When did United States Commodity Index Funds Trust file this 10-Q?
United States Commodity Index Funds Trust filed this Quarterly Report (10-Q) with the SEC on May 9, 2024.
What is a 10-Q filing?
A 10-Q is a quarterly financial report with unaudited financials, management discussion, and interim business updates. This particular 10-Q was filed by United States Commodity Index Funds Trust (CPER).
Where can I read the original 10-Q filing from United States Commodity Index Funds Trust?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by United States Commodity Index Funds Trust.
What are the key takeaways from United States Commodity Index Funds Trust's 10-Q?
United States Commodity Index Funds Trust filed this 10-Q on May 9, 2024. Key takeaways: The filing is a 10-Q report for the United States Commodity Index Funds Trust, covering the period ending March 31, 2024.. The company's business address is located at 1850 Mt. Diablo Blvd., Suite 640, Walnut Creek, CA 94596.. The filing references various commodity exchanges including Commodity Exchange Inc., New York Mercantile Exchange, London Metal Exchange, Ice Futures, Chicago Mercantile Exchange, and Chicago Board of Trade..
Is United States Commodity Index Funds Trust a risky investment based on this filing?
Based on this 10-Q, United States Commodity Index Funds Trust presents a relatively low-risk profile. The filing is a standard quarterly report (10-Q) with no immediate red flags, indicating routine disclosure of financial and operational information.
What should investors do after reading United States Commodity Index Funds Trust's 10-Q?
Monitor future filings for changes in commodity futures positions and fair value assessments to gauge shifts in investment strategy and market exposure. The overall sentiment from this filing is neutral.
How does United States Commodity Index Funds Trust compare to its industry peers?
The filing pertains to a trust that deals with commodity index funds, likely involving futures contracts and related financial instruments.
Are there regulatory concerns for United States Commodity Index Funds Trust?
The filing is made under the Securities Exchange Act of 1934, requiring public companies to disclose financial and operational information quarterly.
Industry Context
The filing pertains to a trust that deals with commodity index funds, likely involving futures contracts and related financial instruments.
Regulatory Implications
The filing is made under the Securities Exchange Act of 1934, requiring public companies to disclose financial and operational information quarterly.
What Investors Should Do
- Review the full 10-Q for detailed financial statements and management discussion.
- Analyze the specific commodity futures contracts mentioned for exposure and risk assessment.
- Track future filings for updates on the fund's performance and strategy.
Year-Over-Year Comparison
This is the 10-Q filing for the period ending March 31, 2024, providing an update from previous filings.
Filing Stats: 4,261 words · 17 min read · ~14 pages · Grade level 10 · Accepted 2024-05-09 16:10:32
Filing Documents
- usci-20240331x10q.htm (10-Q) — 2545KB
- usci-20240331xex31d1.htm (EX-31.1) — 14KB
- usci-20240331xex31d2.htm (EX-31.2) — 15KB
- usci-20240331xex32d1.htm (EX-32.1) — 8KB
- usci-20240331xex32d2.htm (EX-32.2) — 8KB
- usci-20240331x10q016.jpg (GRAPHIC) — 54KB
- usci-20240331x10q017.jpg (GRAPHIC) — 54KB
- usci-20240331x10q018.jpg (GRAPHIC) — 52KB
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- usci-20240331x10q025.jpg (GRAPHIC) — 74KB
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- usci-20240331x10q029.jpg (GRAPHIC) — 28KB
- usci-20240331x10q031.jpg (GRAPHIC) — 49KB
- usci-20240331x10q034.jpg (GRAPHIC) — 76KB
- usci-20240331x10q036.jpg (GRAPHIC) — 82KB
- 0001410578-24-000697.txt ( ) — 9216KB
- usci-20240331.xsd (EX-101.SCH) — 59KB
- usci-20240331_cal.xml (EX-101.CAL) — 24KB
- usci-20240331_def.xml (EX-101.DEF) — 224KB
- usci-20240331_lab.xml (EX-101.LAB) — 339KB
- usci-20240331_pre.xml (EX-101.PRE) — 279KB
- usci-20240331x10q_htm.xml (XML) — 1319KB
FINANCIAL INFORMATION
Part I. FINANCIAL INFORMATION Page
Condensed Financial Statements
Item 1. Condensed Financial Statements. 1
Management's Discussion and Analysis of Financial Condition and Results of Operations
Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations. 34
Quantitative and Qualitative Disclosures About Market Risk
Item 3. Quantitative and Qualitative Disclosures About Market Risk. 70
Controls and Procedures
Item 4. Controls and Procedures. 71
OTHER INFORMATION
Part II. OTHER INFORMATION
Legal Proceedings
Item 1. Legal Proceedings. 73
Risk Factors
Item 1A. Risk Factors. 76
Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds. 76
Defaults Upon Senior Securities
Item 3. Defaults Upon Senior Securities. 77
Mine Safety Disclosures
Item 4. Mine Safety Disclosures. 77
Other Information
Item 5. Other Information. 77
Exhibits
Item 6. Exhibits. 78 Table of Contents
FINANCIAL INFORMATION
Part I. FINANCIAL INFORMATION
Condensed Financial Statements
Item 1. Condensed Financial Statements. Index to Condensed Financial Statements Documents Page Condensed Statements of Financial Condition at March 31, 2024 (Unaudited) and December 31, 2023 2 - 4 Condensed Schedules of Investments at March 31, 2024 (Unaudited) and December 31, 2023 5 - 9 Condensed Statements of Operations (Unaudited) for the three months ended March 31, 2024 and 2023 11 - 13 Condensed Statements of Changes in Capital (Unaudited) for the three months ended March 31, 2024 and 2023 14 - 16 Condensed Statements of Cash Flows (Unaudited) for the three months ended March 31, 2024 and 2023 17 - 19 Notes to Condensed Financial Statements (Unaudited) for the period ended March 31, 2024 20 - 33 1 Table of Contents United States Commodity Index Funds Trust Condensed Statements of Financial Condition At March 31, 2024 (Unaudited) and December 31, 2023 United States Commodity Index Fund March 31, 2024 December 31, 2023 Assets Cash and cash equivalents (at cost $ 155,244,993 and $ 159,067,804 , respectively) (Notes 2 and 6) $ 155,244,993 $ 159,067,804 Equity in trading accounts: Cash and cash equivalents (at cost $ 10,561,897 and $ 13,041,505 , respectively) 10,561,897 13,041,505 Unrealized gain (loss) on open commodity futures contracts 1,732,364 ( 3,305,080 ) Dividends receivable 260,646 268,784 Interest receivable 287,279 333,401 Prepaid insurance 30,378 14,764 Total Assets $ 168,117,557 $ 169,421,178 Liabilities and Capital Management fees payable (Note 4) $ 110,364 $ 121,486 Professional fees payable 119,397 264,875 Brokerage commissions payable 3,955 3,955 Directors' fees payable 4,254 4,294 Total Liabilities 237,970 394,610 Commitments and Contingencies (Notes 4, 5 & 6) Capital Sponsor — — Shareholders 167,879,587 169,026,568 Total Capital 167,879,587 169,026,568 Total Liabilities and Capital $ 168,117,557 $ 169,421,