13F-HR: UBS Group AG
Ticker: UBS · Form: 13F-HR · Filed: 2024-05-13T00:00:00.000Z
Sentiment: neutral
Topics: 13f-hr
AI Summary
13F-HR filing by UBS Group AG.
Risk Assessment
Risk Level: low
From the Filing
0000950123-24-004518.txt : 20240513 0000950123-24-004518.hdr.sgml : 20240513 20240513064511 ACCESSION NUMBER: 0000950123-24-004518 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 EFFECTIVENESS DATE: 20240513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16612 FILM NUMBER: 24936806 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001610520 XXXXXXXX 03-31-2024 03-31-2024 false UBS Group AG BAHNHOFSTRASSE 45 Zurich V8 CH-8001 13F COMBINATION REPORT 028-16612 028-02682 UBS ASSET MANAGEMENT AMERICAS INC 028-06327 UBS OCONNOR LLC 028-11379 CREDIT SUISSE AG N Andrew Johnson Head Group Shareholding Reporting (615) 393-7153 /s/ Andrew Johnson Nashville TN 05-10-2024 9 18453 401538677804 false 1 028-11496 UBS Financial Services Inc 30 028-10396 UBS AG 31 028-21410 UBS Switzerland AG 34 028-21431 UBS Europe SE 35 028-22388 UBS Bank (Canada) 39 028-21440 UBS La Maison de Gestion 40 028-21410 UBS Securities LLC 43 028-21429 UBS Brasil Administradora de Valores Mobiliarios Ltda 44 028-22657 UBS (Monaco) S.A. INFORMATION TABLE 2 32489.xml INFORMATION TABLE FOR FORM 13F 1 800 FLOWERS COM INC CL A 68243Q106 3834 354 SH DFND 1 0 0 354 1 800 FLOWERS COM INC CL A 68243Q106 314232 29015 SH DFND 30 0 29015 0 10X CAPITAL VENTURE ACQ III *W EXP 06/30/202 G87077114 11 351 SH SOLE 40 351 0 0 10X GENOMICS INC CL A COM 88025U109 185436 4941 SH DFND 1 0 0 4941 10X GENOMICS INC CL A COM 88025U109 1851205 49326 SH DFND 30 0 49326 0 111 INC ADS 68247Q102 4214 3633 SH SOLE 40 3633 0 0 180 DEGREE CAP CORP COM NEW 68235B208 12870 3000 SH DFND 1 0 0 3000 180 DEGREE CAP CORP COM NEW 68235B208 905 211 SH DFND 40 0 211 0 1895 BANCORP OF WIS INC COM 28253R105 75 11 SH SOLE 40 11 0 0 1ST SOURCE CORP COM 336901103 1805292 34439 SH DFND 1 0 0 34439 1ST SOURCE CORP COM 336901103 1020984 19477 SH DFND 30 0 19477 0 1ST SOURCE CORP COM 336901103 2831 54 SH DFND 40 0 54 0 1STDIBS COM INC COM 320551104 119 20 SH DFND 30 0 20 0 1STDIBS COM INC COM 320551104 1234 207 SH DFND 40 0 207 0 2023 ETF SERIES TRUST BRANDES INTERNAT 900934209 4984 167 SH SOLE 40 167 0 0 2023 ETF SERIES TRUST BRANDES US SMALL 900934100 2896 97 SH SOLE 40 97 0 0 22ND CENTY GROUP INC COM NEW 90137F202 103 862 SH DFND 1 0 0 862 22ND CENTY GROUP INC COM NEW 90137F202 0 3 SH DFND 30 0 3 0 22ND CENTY GROUP INC COM NEW 90137F202 351 2927 SH DFND 40 0 2927 0 23ANDME HOLDING CO CLASS A COM 90138Q108 14748 27722 SH DFND 1 0 0 27722 23ANDME HOLDING CO CLASS A COM 90138Q108 190129 357386 SH DFND 30 0 357386 0 23ANDME HOLDING CO CLASS A COM 90138Q108 39166 73621 SH DFND 40 0 73621 0 2SEVENTY BIO INC COMMON STOCK 901384107 936 175 SH DFND 1 0 0 175 2SEVENTY BIO INC COMMON STOCK 901384107 270095 50485 SH DFND 30 0 50485 0 2SEVENTY BIO INC COMMON STOCK 901384107 14466 2704 SH DFND 40 0 2704 0 2U INC COM 90214J101 1310728 3360840 SH Call DFND 30 0 3360840 0 2U INC COM 90214J101 543 1393 SH DFND 1 0 0 1393 2U INC COM 90214J101 31360 80410 SH DFND 30 0 80410 0 2U INC COM 90214J101 254 652 SH DFND 40 0 652 0 36KR HOLDINGS INC SPONSORED ADS 88429K103 34 90 SH SOLE 40 90 0 0 374WATER INC COM 88583P104 77911 61834 SH SOLE 30 61834 0 0 3-D SYS CORP DEL COM NEW 88554D205 52747 11880 SH DFND 1 0 0 11880 3-D SYS CORP DEL COM NEW 88554D205 777222 175050 SH DFND 30 0 175050 0 3-D SYS CORP DEL COM NEW 88554D205 13267 2988 SH DFND 40 0 2988 0 3M CO COM 88579Y101 28744970 271000 SH Call DFND 30 0 271000 0 3M CO COM 88579Y101 25552263 240900 SH Put DFND 30 0 240900 0 3M CO