Future FinTech Group Faces Nasdaq Delisting Warning

Ticker: FTFT · Form: 8-K · Filed: May 15, 2024 · CIK: 1066923

Sentiment: bearish

Topics: delisting-warning, compliance, stock-price

Related Tickers: FTFT

TL;DR

FTFT got a Nasdaq delisting warning for low stock price, has 180 days to fix it.

AI Summary

Future FinTech Group Inc. announced on May 13, 2024, that it received a notice from the Nasdaq Stock Market indicating non-compliance with listing rules. The company has been notified that it is not in compliance with the minimum bid price requirement, as its closing bid price has fallen below $1.00 for 30 consecutive business days. Future FinTech Group Inc. has a period of 180 calendar days to regain compliance.

Why It Matters

This filing signals potential delisting from Nasdaq, which could significantly impact the company's stock liquidity and investor confidence.

Risk Assessment

Risk Level: high — The company is at high risk of being delisted from Nasdaq if it cannot meet the minimum bid price requirement within the specified timeframe.

Key Numbers

Key Players & Entities

FAQ

What specific Nasdaq listing rule has Future FinTech Group Inc. failed to meet?

Future FinTech Group Inc. has failed to meet the minimum bid price requirement, as its closing bid price has fallen below $1.00 for 30 consecutive business days.

What is the deadline for Future FinTech Group Inc. to regain compliance with Nasdaq's listing rules?

The company has a period of 180 calendar days from the date of the notice (May 13, 2024) to regain compliance.

What is the company's ticker symbol?

The filing does not explicitly state the ticker symbol, but the company name is Future FinTech Group Inc.

What action has Nasdaq taken regarding Future FinTech Group Inc.'s listing?

Nasdaq has issued a notice to Future FinTech Group Inc. indicating that the company is not in compliance with its listing rules.

What is the company's jurisdiction of incorporation?

The company is incorporated in Florida.

Filing Stats: 738 words · 3 min read · ~2 pages · Grade level 13.8 · Accepted 2024-05-15 16:15:27

Key Financial Figures

Filing Documents

01

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On May 13, 2024, Future FinTech Group Inc. (the "Company") received a letter from the Nasdaq Stock Market ("Nasdaq") notifying the Company that, because the closing bid price for the Company's common stock listed on Nasdaq was below $1.00 for 30 consecutive business days, the Company no longer meets the minimum bid price requirement for continued listing on Nasdaq under Nasdaq Marketplace Rule 5550(a)(2), which requires a minimum bid price of $1.00 per share (the "Minimum Bid Price Requirement"). The notification has no immediate effect on the listing of the Company's common stock. In accordance with Nasdaq Marketplace Rule 5810(c)(3)(A), the Company has a period of 180 calendar days from the date of notification, until November 11, 2024 (the "Compliance Period"), to regain compliance with the Minimum Bid Price Requirement. If at any time before the expiration of the Compliance Period the bid price of the Company's common stock closes at or above $1.00 per share for a minimum of 10 consecutive business days, Nasdaq will provide written notification that the Company has achieved compliance with the Minimum Bid Price Requirement. If the Company does not regain compliance by the end of the Compliance Period, the Company may be eligible for an additional 180 calendar day period to regain compliance. To qualify, the Company will be required to meet the continued listing requirement for market value of publicly held shares and all other initial listing standards for The Nasdaq Capital Market, with the exception of the bid price requirement, and will need to provide written notice of its intention to cure the deficiency during the second compliance period by effecting a reverse stock split, if necessary. However, if it appears to Nasdaq that the Company will not be able to cure the deficiency, or if the Company is otherwise not eligible, Nasdaq will provide not

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Future FinTech Group Inc. Date: May 15, 2024 By: /s/ Shanchun Huang Name: Shanchun Huang Title: Chief Executive Officer 2

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