Broadridge Financial Solutions Files 8-K

Ticker: BR · Form: 8-K · Filed: 2024-05-17T00:00:00.000Z

Sentiment: neutral

Topics: disclosure, filing

Related Tickers: BR

TL;DR

BR stock filing: 8-K submitted May 17, 2024, includes disclosures & exhibits.

AI Summary

On May 17, 2024, Broadridge Financial Solutions, Inc. filed an 8-K report. The filing primarily concerns Regulation FD Disclosure and includes Financial Statements and Exhibits. No specific financial figures or material events were detailed in the provided excerpt.

Why It Matters

This filing indicates Broadridge Financial Solutions, Inc. is providing updated disclosures and exhibits to the SEC, which may contain important information for investors.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report for disclosures and exhibits, with no immediate indication of significant negative events.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing?

The primary purpose of this 8-K filing is for Regulation FD Disclosure and to provide Financial Statements and Exhibits.

What is the exact date of the earliest event reported?

The date of the earliest event reported is May 17, 2024.

What is the company's full legal name as specified in its charter?

The company's full legal name is BROADRIDGE FINANCIAL SOLUTIONS, INC.

In which state was Broadridge Financial Solutions, Inc. incorporated?

Broadridge Financial Solutions, Inc. was incorporated in Delaware.

What is the company's business address?

The company's business address is 5 Dakota Drive, Lake Success, New York 11042.

Filing Stats: 1,015 words · 4 min read · ~3 pages · Grade level 12.4 · Accepted 2024-05-17 16:34:36

Key Financial Figures

Filing Documents

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On May 17, 2024, Broadridge Financial Solutions, Inc. (the "Company") posted its May 2024 investor presentation to its website at broadridge-ir.com. The materials presented are attached hereto as Exhibit 99.1 and incorporated herein by reference. The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in nature and which may be identified by the use of words such as "expects," "assumes," "projects," "anticipates," "estimates," "we believe," "could be," "on track," and other words of similar meaning, are forward-looking statements. In particular, information appearing under "Business," "Risk Factors," and "Management's Discussion and Analysis of Financial Condition and Results of Operations" includes forward-looking statements. These statements are based on management's expectations and assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include: changes in laws and regulations affecting Broadridge's clients or the services provided by Broadridge; Broadridge's reliance on a relatively small number of clients, the continued financial health of those clients, and the continued use by such clients of Broadridge's services with favorable pricing terms; a material security breach or cybersecurity attack affecting the information of Broadridge's clients; declines in participation and activity in the securities markets; the failure of Broadridge's key service providers to provide the anticipated levels of service; a disaster or other significant slowdown or failure of Broadridge's systems or error in the performance of Broadridge's services; overall market, economic and geopolitical conditions and their impact on the securities markets; the success of Broadridge in retaining and selling additional services to its existing clients and in obtaining new clients; Broadridge's failure to keep pa

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Broadridge Financial Solutions, Inc. May 2024 Investor Presentation. 104 Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: May 17, 2024 BROADRIDGE FINANCIAL SOLUTIONS, INC. By: /s/ Edmund L. Reese Edmund L. Reese Corporate Vice President and Chief Financial Officer

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