Capital City Bank Faces Nasdaq Delisting Warning

Ticker: CCBG · Form: 8-K · Filed: May 24, 2024 · CIK: 726601

Sentiment: bearish

Topics: listing-deficiency, compliance, delisting-risk

Related Tickers: CCBG

TL;DR

Nasdaq says CCBG's stock price is too low, needs to hit $1 by Nov 18 or get booted.

AI Summary

Capital City Bank Group, Inc. announced on May 21, 2024, that it received a notice from the Nasdaq Stock Market indicating a deficiency in meeting the minimum bid price requirement for continued listing. The company has 180 calendar days, until November 18, 2024, to regain compliance by achieving a minimum closing bid price of $1.00 per share.

Why It Matters

This filing signals potential delisting from Nasdaq, which could impact the stock's liquidity and investor confidence.

Risk Assessment

Risk Level: medium — The company is at risk of delisting from Nasdaq if it cannot meet the minimum bid price requirement within the specified timeframe.

Key Numbers

Key Players & Entities

FAQ

What is the specific reason Capital City Bank Group, Inc. received a notice from Nasdaq?

Capital City Bank Group, Inc. received the notice because it is not currently meeting the minimum bid price requirement for continued listing on the Nasdaq Stock Market.

What is the deadline for Capital City Bank Group, Inc. to regain compliance with Nasdaq's listing rules?

The company has until November 18, 2024, which is 180 calendar days from the date of the notice, to regain compliance.

What action must Capital City Bank Group, Inc. take to comply with the Nasdaq minimum bid price requirement?

The company must achieve a minimum closing bid price of $1.00 per share for its common stock.

What happens if Capital City Bank Group, Inc. does not regain compliance by the deadline?

If the company does not regain compliance by November 18, 2024, its common stock may be subject to delisting from the Nasdaq Stock Market.

Does this notice affect Capital City Bank Group, Inc.'s ongoing business operations?

The filing states that the notice does not immediately affect the listing of the company's common stock on Nasdaq, and its business operations are expected to continue as normal during the compliance period.

Filing Stats: 765 words · 3 min read · ~3 pages · Grade level 10.5 · Accepted 2024-05-24 16:15:31

Key Financial Figures

Filing Documents

01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard Transfer of Listing. On May 21, 2024, Capital City Bank Group, Inc. (the "Company") received a notice (the "Notice") from The Nasdaq Stock Market LLC ("Nasdaq") stating that, because the Company had not yet filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 (the "Form 10-Q"), the Company is no longer in compliance with the continued listing requirements of Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission. The Notice has no immediate effect on the listing or trading of our common stock on the Nasdaq Global Select Market. The Notice states that the Company has 60 calendar days to submit to Nasdaq a plan to regain compliance with the Nasdaq Listing Rules. If Nasdaq accepts the Company's plan, then Nasdaq may grant the Company up to 180 days from the due date for filing the Form 10-Q to regain compliance. If Nasdaq does not accept the Company's plan, then the Company will have the opportunity to appeal that decision to a Nasdaq Hearings Panel. The Company expects to file the Form 10-Q with the SEC within the timeline prescribed by Nasdaq, which would eliminate the need to submit a plan to regain compliance.

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On May 24, 2024, the Company issued a press release announcing its receipt of the Notice. A copy of the press release is furnished as Exhibit 99.1 hereto and incorporated herein by reference. The information furnished in this Item 7.01, including the attached exhibit, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filings under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. The exhibits listed in the exhibit index are furnished pursuant to Regulation FD as part of this Current Report on Form 8-K and shall not be deemed filed for purposes of Section 18 of the Exchange Act Item No. Description of Exhibit 99.1 Press release, dated May 24, 2024.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL CITY BANK GROUP, INC. Date: May 24, 2024 By: /s/ Jeptha E. Larkin Jeptha E. Larkin, Executive Vice President and Chief Financial Officer

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