Uwharrie Capital Corp Files 8-K on Shareholder Votes & Financials
Ticker: UWHR · Form: 8-K · Filed: 2024-05-29T00:00:00.000Z
Sentiment: neutral
Topics: corporate-governance, financial-reporting, sec-filing
Related Tickers: UHWC
TL;DR
Uwharrie Capital Corp (UHWC) filed an 8-K on May 28th covering shareholder votes and financials.
AI Summary
Uwharrie Capital Corp filed an 8-K on May 29, 2024, reporting on matters submitted to a vote of security holders and financial statements as of May 28, 2024. The company, formerly known as Stanly Capital Corp, is incorporated in North Carolina and its fiscal year ends on December 31.
Why It Matters
This filing provides updates on corporate governance matters and financial reporting for Uwharrie Capital Corp, which is important for investors to understand the company's operational and voting activities.
Risk Assessment
Risk Level: low — The filing is a routine corporate disclosure and does not appear to contain any immediate negative news or significant financial changes.
Key Numbers
- 000-22062 — SEC File Number (Identifies the company's filing history with the SEC.)
- 56-1814206 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- Uwharrie Capital Corp (company) — Registrant
- Stanly Capital Corp (company) — Former company name
- North Carolina (location) — State of incorporation
- May 28, 2024 (date) — Date of earliest event reported
- May 29, 2024 (date) — Filing date
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates that 'Submission of Matters to a Vote of Security Holders' is an item reported, but the specific details of the matters voted upon are not provided in this excerpt.
What financial statements are being reported?
The filing lists 'Financial Statements and Exhibits' as an item, but the specific financial statements are not detailed in this excerpt.
When was Uwharrie Capital Corp formerly known as Stanly Capital Corp?
The date of the name change from Stanly Capital Corp to Uwharrie Capital Corp was March 3, 1993.
What is Uwharrie Capital Corp's principal executive office address?
The principal executive offices are located at 132 North First Street, Albemarle, North Carolina, 28001.
What is the company's SIC code?
The Standard Industrial Classification (SIC) code for Uwharrie Capital Corp is 6022, which corresponds to State Commercial Banks.
Filing Stats: 571 words · 2 min read · ~2 pages · Grade level 12 · Accepted 2024-05-29 13:29:31
Filing Documents
- uwhr-20240528.htm (8-K) — 63KB
- 0000950170-24-065751.txt ( ) — 171KB
- uwhr-20240528.xsd (EX-101.SCH) — 23KB
- uwhr-20240528_htm.xml (XML) — 4KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. On May 28, 2024, Uwharrie Capital Corp (the "Registrant") held its Annual Meeting of Shareholders (the "Annual Meeting"). There were two proposals submitted to shareholders at the Annual Meeting. In the case of Proposal 1, all of the Board of Directors' nominees were approved and elected to serve on the Registrant's Board of Directors. The other proposal was also approved by the shareholders entitled to vote at the Annual Meeting. The proposals below are described in greater detail in the Registrant's definitive proxy statement for the Annual Meeting, as filed with the Securities and Exchange Commission on April 12, 2024. The voting results were as follows: Proposal 1 : Proposal to elect four members to the Board of Directors, for the terms of office indicated or until their respective successors are duly elected and qualified. Directors Elected Votes For Votes Withheld Broker Non-Votes Three-Year Terms Dean M. Bowers 2,933,254 10,441 1,284,163 Deidre B. Foster 2,914,889 28,806 1,284,163 Allen K. Furr 2,923,738 19,957 1,284,163 S. Todd Swaringen 2,931,801 11,894 1,284,163 Proposal 2 : Proposal to ratify the appointment of Forvis, LLP as the Company's independent registered public accounting firm for 2024. For Against Abstain Broker Non-Votes 4,189,685 2,676 35,497 --
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 104 Cover page interactive data file (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. UWHARRIE CAPITAL CORP Date: May 29, 2024 By: /s/ Heather H. Almond Heather H. Almond Principal Financial Officer