UBS Group AG Files 6-K Report

Ticker: UBS · Form: 6-K · Filed: 2024-05-30T00:00:00.000Z

Sentiment: neutral

Topics: disclosure, foreign-private-issuer, sec-filing

TL;DR

UBS Group AG filed a 6-K, standard disclosure for foreign issuers.

AI Summary

UBS Group AG filed a Form 6-K on May 30, 2024, reporting information as a foreign private issuer. The filing includes details for both UBS Group AG and UBS AG, with principal executive offices located in Zurich, Switzerland. The filing is related to the Securities Exchange Act of 1934.

Why It Matters

This filing provides updated information to the SEC, ensuring transparency for investors regarding UBS Group AG's status as a foreign private issuer.

Risk Assessment

Risk Level: low — This is a routine filing for a foreign private issuer and does not contain specific financial or operational news that would indicate a change in risk.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to furnish information to the SEC that the issuer has made or is required to make public in its home country.

Who are the registrants mentioned in this filing?

The registrants mentioned are UBS Group AG and UBS AG.

Where are the principal executive offices of UBS Group AG located?

The principal executive offices of UBS Group AG are located at Bahnhofstrasse 45, 8001 Zurich, Switzerland.

What is the Commission File Number for UBS Group AG?

The Commission File Number for UBS Group AG is 1-36764.

What is the filing date of this Form 6-K?

The filing date of this Form 6-K is May 30, 2024.

From the Filing

0001610520-24-000117.txt : 20240530 0001610520-24-000117.hdr.sgml : 20240530 20240530085632 ACCESSION NUMBER: 0001610520-24-000117 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240530 FILED AS OF DATE: 20240530 DATE AS OF CHANGE: 20240530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 241001102 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 241001103 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 6-K 1 newsrelease6k20243005.htm newsrelease6k20243005                       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: May 30,   2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland   (Address of principal executive offices) Commission File Number: 1-15060   Indicate by check mark whether the registrant files or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐   This Form 6-K consists of the news release, which appear immediately   following this page.               Investor Relations Tel. +41-44-234 41 00 Media Relations Tel. +41-44-234 85 00 UBS Group AG and UBS AG, News Release, 30 May   2024   Page 1 30 May 2024 Ad hoc announcement pursuant to Article 53 LR. News Release UBS announces changes to Group Executive Board ● Iqbal Khan named President UBS Asia-Pacific   in addition to Co-President Global Wealth Management (GWM) ● Rob Karofsky named President UBS Americas and   Co-President GWM   ● George Athanasopoulos and Marco Valla become Co-Presidents of the Investment   Bank and join UBS Group Executive Board (GEB) ● Damian Vogel to succeed Christian Bluhm as Group Chief Risk Officer and   join GEB ● Stefan Seiler, Head Group Human Resources and Corporate Services, to expand remit to include Group Communications and Branding ● Edmund Koh to become Regional Chair   Asia-Pacific ● Naureen Hassan and Ulrich Körner to   retire from UBS Zurich, 30 May 2024 – The next significant milestones   in UBS’s integration of Credit Suisse are the merger of UBS AG and Credit Suisse AG, which takes place   on 31 May 2024, and the move to   a single Intermediate Holding Company in the United States in June.   Their completion is another critical step   in our integration journey and enables us to further harness   the power of the combined organization.   As we progress on pursuing our long-term ambitions, it is crucial that   we increase our focus on sustainable, strategic growth,

View on Read The Filing