Nasdaq Files Additional Proxy Materials

TL;DR

Nasdaq dropped more proxy docs, no new fee. Standard procedure.

AI Summary

Nasdaq, Inc. filed a Definitive Additional Materials proxy statement on June 4, 2024. This filing is related to the company's proxy materials and does not involve a new fee, as indicated by the 'No fee required' checkbox. The filing is for the fiscal year ending December 31st.

Why It Matters

This filing provides supplemental information to shareholders regarding Nasdaq's corporate governance and voting matters, which is crucial for informed shareholder participation.

Risk Assessment

Risk Level: low — This is a routine filing of additional proxy materials, not indicating any new or unusual risks.

Key Numbers

• 1231 — Fiscal Year End (Indicates the end of the company's financial reporting year.)

Key Players & Entities

• NASDAQ, INC. (company) — Registrant
• 151 W. 42ND STREET (location) — Business and Mail Address
• NEW YORK (location) — City for Business and Mail Address
• NY (location) — State for Business and Mail Address
• 10036 (location) — ZIP Code for Business and Mail Address
• 212 401 8700 (phone_number) — Business Phone Number
• NASDAQ OMX GROUP, INC. (company) — Former Company Name
• NASDAQ STOCK MARKET INC (company) — Former Company Name

FAQ

From the Filing

0001193125-24-154363.txt : 20240604 0001193125-24-154363.hdr.sgml : 20240604 20240604170627 ACCESSION NUMBER: 0001193125-24-154363 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 241019217 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 DEFA14A 1 d842108ddefa14a.htm DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240.14a-12 Nasdaq, Inc. (Name of Registrant as Specified In Its Charter) N/A (Name of Person(s) Filing Proxy Statement, if Other than the Registrant) Payment of Filing Fee (Check all boxes that apply): ☒ No fee required ☐ Fee paid previously with preliminary materials ☐ Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 Nasdaq, Inc. (“Nasdaq”) is filing Definitive Additional Materials contained in this Schedule 14A with the United States Securities and Exchange Commission in connection with the solicitation of proxies from its employee shareholders for its Annual Meeting of Shareholders, which meeting is to be held virtually on June 11, 2024 at 8:00 a.m. Eastern Time, at virtualshareholdermeeting.com/NDAQ2024. On June 4, 2024, the following was posted on Nasdaq’s internal website. >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>> Meeting Notice: 2024 Annual Meeting of Shareholders Learn more about our 2024 Annual Meeting of Shareholders, which will take place virtually on June 11, 8 a.m. ET/2.00 p.m. CET . As a Nasdaq employee—and shareholder—we hope you’ll tune in to our 2024 Annual Meeting of Shareholders on June 11! Hear from Chair & CEO, Adena Friedman, and Lead Independent Director, Mike Splinter, on the company’s latest financial performance as well as the items up for a vote. Nasdaq’s Annual Shareholder Meeting will take place virtually on Tuesday, June 11 at 8:00 a.m. ET. Join here. Visit the microsite to learn more and vote! What is being voted on this year? The summary of proposals and the Board’s recommendations below are intended to provide a general overview of voting matters and may not contain all the information that is important to you. Please review the entire Proxy Statement , as well as our Form 10-K , prior to voting. PROPOSAL RECOMMENDATION 1. Election of Directors Elect 12 directors to hold office until the 2025 Annual Meeting. The Nominating & ESG Committee has recommended, and the Board has nominated, 12 directors for election at the Annual Meeting to hold office un