Cohen & Company Inc. Files 8-K on Security Holder Vote

TL;DR

Cohen & Co. filed an 8-K for a security holder vote - details TBD.

AI Summary

Cohen & Company Inc. filed an 8-K on June 5, 2024, to report on the submission of matters to a vote of security holders. The filing does not contain specific details about the matters voted upon or any financial figures.

Why It Matters

This filing indicates that Cohen & Company Inc. held or is holding a vote of its security holders, which could pertain to significant corporate actions or governance changes.

Risk Assessment

Risk Level: low — The filing is procedural and does not disclose any immediate financial risks or significant operational changes.

Key Players & Entities

• Cohen & Co Inc. (company) — Registrant
• June 5, 2024 (date) — Date of Report

FAQ

Key Financial Figures

• $0.01 — ch registered Common Stock, par value $0.01 per share COHN The NYSE American S
• $0.001 — -Convertible Preferred Stock, par value $0.001 per share ("Series E Preferred Stock"),

Filing Documents

• tm2415766d1_8k.htm (8-K) — 38KB
• 0001104659-24-068672.txt ( ) — 209KB
• cohn-20240605.xsd (EX-101.SCH) — 3KB
• cohn-20240605_lab.xml (EX-101.LAB) — 33KB
• cohn-20240605_pre.xml (EX-101.PRE) — 22KB
• tm2415766d1_8k_htm.xml (XML) — 4KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders. Cohen & Company Inc., a Maryland corporation (the "Company"), held its 2024 Annual Meeting of Stockholders (the "Annual Meeting") at 10:00 a.m., Eastern Time, on Thursday, June 5, 2024. The Annual Meeting was held entirely online. The following two proposals were submitted for a vote of the Company's stockholders at the Annual Meeting: 1. To elect five directors, each to serve until the next annual meeting of stockholders and until his or her successor is duly elected and qualified, or until his or her earlier death, resignation or retirement; and 2. To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024. The total number of the Company's securities entitled to vote at the Annual Meeting were: 1,926,838 shares of Common Stock, 4,983,557 shares of the Company's Series E Voting Non-Convertible Preferred Stock, par value $0.001 per share ("Series E Preferred Stock"), and 22,429,541 shares of the Company's Series F Voting Non-Convertible Preferred Stock, par value $0.001 per share ("Series F Preferred Stock"). The Common Stock, the Series E Preferred Stock and the Series F Preferred Stock voted together on all matters at the Annual Meeting. Each stockholder of record as of the close of business on April 12, 2024, the record date of the Annual Meeting (the "Record Date"), was entitled to one vote on each matter properly brought before the meeting for (i) each share of Common Stock held by such stockholder as of the Record Date, (ii) every ten shares of Series E Preferred Stock held by such stockholder as of the Record Date, and (iii) every ten shares of Series F Preferred Stock held by such stockholder as of the Record Date. There were 1,083,672 shares of Common Stock, 4,983,557 shares of Series E Preferred Stock (representing 498,355 votes at the Annual Meeting), and 22,429,541 shares of the Series F Prefe

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. COHEN & COMPANY INC. Date: June 5, 2024 By: /s/ Joseph W. Pooler, Jr. Name: Joseph W. Pooler, Jr. Title: Executive Vice President, Chief Financial Officer and Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR