Caterpillar Inc. Files 8-K with Shareholder Votes and Financials

TL;DR

CAT filed an 8-K on 6/14 covering shareholder votes, Reg FD, and financials as of 6/12.

AI Summary

Caterpillar Inc. filed an 8-K on June 14, 2024, reporting on matters submitted to a vote of security holders, Regulation FD disclosures, and financial statements and exhibits. The report covers events as of June 12, 2024. Key financial information includes details on common stock and debentures due September 15, 2035.

Why It Matters

This filing provides crucial updates on Caterpillar's corporate governance and financial reporting, impacting investor understanding of the company's recent activities and obligations.

Risk Assessment

Risk Level: low — This is a routine filing of corporate information and does not indicate any immediate financial distress or significant operational changes.

Key Numbers

• 1-768 — Commission File Number (Identifies Caterpillar Inc.'s SEC filing history.)
• 37-0602744 — I.R.S Employer Identification No. (Caterpillar Inc.'s tax identification number.)

Key Players & Entities

• CATERPILLAR INC. (company) — Registrant
• June 12, 2024 (date) — Earliest event reported date
• June 14, 2024 (date) — Date of report
• September 15, 2035 (date) — Maturity date for debentures

FAQ

From the Filing

0001104659-24-071748.txt : 20240614 0001104659-24-071748.hdr.sgml : 20240614 20240614160551 ACCESSION NUMBER: 0001104659-24-071748 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20240612 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240614 DATE AS OF CHANGE: 20240614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 241044726 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 8-K 1 tm2417203d1_8k.htm FORM 8-K false 0000018230 0000018230 2024-06-12 2024-06-12 0000018230 us-gaap:CommonStockMember 2024-06-12 2024-06-12 0000018230 CAT:Sec5.3DebenturesDueSeptember152035Member 2024-06-12 2024-06-12 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549       FORM 8-K   Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): June 12, 2024   CATERPILLAR INC. (Exact name of registrant as specified in its charter)   Delaware   1-768   37-0602744 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S Employer Identification No.)   5025 N. O'Connor Boulevard     Suite 100 , Irving , Texas   75039 (Address of principal executive offices)   (Zip Code)   Registrant’s telephone number, including area code: ( 972 ) 891-7700   Former name or former address, if changed since last report: N/A   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class Trading Symbol (s) Name of each exchange which registered Common Stock ($1.00 par value) CAT The New York Stock Exchange 5.3% Debentures due September 15, 2035 CAT35 The New York Stock Exchange   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).   Emerging growth company  ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨             Item 5.07 Submission of Matters to a Vote of Security Holders   On June 12, 2024, Caterpillar Inc. (the “Com