SC 13G: Solidion Technology Inc.

AI Summary

SC 13G filing by Solidion Technology Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.001 — ame of Issuer) Common stock, par value $0.001 (Title of Class of Securities) 83421

Filing Documents

• meteora_sc13g.htm (SC 13G) — 51KB
• meteora_ex9901.htm (EX-99.1) — 5KB
• 0001683168-24-004311.txt ( ) — 58KB

(a)

Item 1(a) Name of Issuer: Solidion Technology, Inc.

(b)

Item 1(b) Address of Issuer’s Principal Executive Offices: 13355 Noel Rd, Suite 1100, Dallas, TX 75240

(a)

Item 2(a) Name of Person Filing: This statement is filed by: (i) Meteora Capital, LLC, a Delaware limited liability company (“Meteora Capital”) with respect to the common stock (as defined in Item 2(d)) held by certain funds and managed accounts to which Meteora Capital serves as investment manager (collectively, the “Meteora Funds”); and (ii) Vik Mittal, who serves as the Managing Member of Meteora Capital, with respect to the common stock held by the Meteora Funds. The foregoing persons are hereinafter sometimes collectively referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Section 13 of the Act, the beneficial owner of the common stock reported herein.

(b)

Item 2(b) Address of Principal Business Office or, if none, Residence: The address of the principal business office for each of the Reporting Persons is: 1200 N Federal Hwy, Suite 200, Boca Raton, FL 33444

(c)

Item 2(c) Citizenship: Meteora Capital is a Delaware limited liability company. Vik Mittal is a United States citizen.

(d)

Item 2(d) Title of Class of Securities: Common stock, par value $0.001 (the “common stock”)

(e)

Item 2(e) CUSIP Number: 834212102 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); Page 5 of 7 Pages (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) x An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) x A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. On December 13, 2023, Solidion Technology, Inc. f/k/a Nubia Brand International Corp. (the “Company”) entered into an agreement with (i) Meteora Capital Partners, LP (“MCP”), (ii) Meteora Select Trading Opportunities Master, LP (“MSTO”), and (iii) Meteora Strategic Capital, LLC (“MSC” and, collectively with MCP and MSTO, “Seller” or "Subscriber") (the “Forward Purchase Agreement”) for OTC Eq

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