Urban-gro, Inc. Files 8-K for Shareholder Vote

TL;DR

URBAN-GRO holding shareholder vote, could be big.

AI Summary

Urban-gro, Inc. filed an 8-K on June 20, 2024, reporting on a matter to be voted on by security holders. The filing date for the report is June 19, 2024. The company is incorporated in Delaware and its principal executive offices are located in Lafayette, Colorado.

Why It Matters

This filing indicates a significant corporate event requiring shareholder approval, which could impact the company's future direction and stock performance.

Risk Assessment

Risk Level: medium — Filings related to shareholder votes often precede significant corporate actions that can introduce uncertainty or opportunity.

Key Numbers

• 001-39933 — SEC File Number (Identifies the company's filing with the SEC.)
• 46-5158469 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

• Urban-gro, Inc. (company) — Registrant
• Delaware (jurisdiction) — State of incorporation
• Lafayette, Colorado (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — ich Registered Common stock, par value $0.001 per share UGRO The Nasdaq Stock Market

Filing Documents

• ugro-20240619.htm (8-K) — 49KB
• exhibit101annualshareholde.htm (EX-10.1) — 8KB
• 0001706524-24-000039.txt ( ) — 185KB
• ugro-20240619.xsd (EX-101.SCH) — 2KB
• ugro-20240619_lab.xml (EX-101.LAB) — 22KB
• ugro-20240619_pre.xml (EX-101.PRE) — 13KB
• ugro-20240619_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. The Company held its Annual Meeting on June 19, 2024. At the close of business on April 22, 2024, the record date for the Annual Meeting (the "Record Date"), there were 12,318,761 shares of common stock, par value $0.001 per share, of the Company issued and outstanding, each share being entitled to one vote and to be voted together as one class vote at the Annual Meeting. At the Annual Meeting, there were present in person or by proxy 6,368,597 shares of the Company's common stock, representing stockholders entitled to cast approximately 51.70% of the total outstanding eligible votes and constituting a quorum. Five proposals were submitted in the Proxy Statement, one proposal was withdrawn, and the remaining four proposals were considered and voted upon at the Annual Meeting, all of which were described in the Proxy Statement filed with the Securities and Exchange Commission on April 25, 2024. Because Proposal Number 3 was withdrawn, there were no non-discretionary matters voted on at the Annual Meeting and, as such, the Company did not record any broker non-votes. Below are the voting results of the four proposals that were considered at the Annual Meeting: Proposal 1. Election of Directors At the Annual Meeting, the Company's stockholders elected all of the incumbent directors that stood for reelection. Each director was elected by a plurality vote. The directors elected and the final vote tabulation for each director were as follows: Director For Withhold Bradley J. Nattrass 6,034,316 334,281 James R. Lowe 6,011,531 357,066 Lewis O. Wilks 5,654,835 713,762 Anita Britt 5,578,505 790,092 David Hsu 5,217,966 1,150,631 Sonia Lo 5,217,679 1,150,918 Proposal 2. Amendment to the 2021 Omnibus Stock Incentive Plan The Company's stockholders approved an amendment to the Company's Omnibus 2021 Stock Incentive Plan. The proposal passed by the affirmative vote of a majority of votes cast. The fina

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description 10.1 Second Amendment to the Company's 2021 Omnibus Stock Incentive Plan 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. URBAN-GRO, INC. Date: June 20, 2024 By: /s/ Bradley Nattrass Bradley Nattrass Chairperson of the Board of Directors and Chief Executive Officer