Liquidia Corp Files 8-K on Shareholder Votes and Exhibits

TL;DR

Liquidia Corp filed an 8-K for shareholder votes & exhibits. No major financial news yet.

AI Summary

On June 20, 2024, Liquidia Corporation filed an 8-K report detailing the submission of matters to a vote of security holders and financial statements and exhibits. The filing does not contain specific financial figures or details about the matters to be voted on, but indicates a formal submission to the SEC.

Why It Matters

This filing signals important corporate actions and disclosures are being made by Liquidia Corp, potentially impacting shareholders and investors.

Risk Assessment

Risk Level: low — The filing is procedural and does not contain new financial information or significant business changes that would immediately impact risk.

Key Players & Entities

• Liquidia Corporation (company) — Registrant
• June 20, 2024 (date) — Date of earliest event reported

FAQ

Filing Documents

• tm2417751d1_8k.htm (8-K) — 47KB
• tm2417751d1_ex3-1.htm (EX-3.1) — 6KB
• 0001104659-24-073965.txt ( ) — 225KB
• lqda-20240620.xsd (EX-101.SCH) — 3KB
• lqda-20240620_lab.xml (EX-101.LAB) — 33KB
• lqda-20240620_pre.xml (EX-101.PRE) — 22KB
• tm2417751d1_8k_htm.xml (XML) — 4KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders . On June 20, 2024, Liquidia Corporation, a Delaware corporation (the "Company") held its annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, the following matters were submitted to a vote of stockholders: 1. The election of three (3) Class III directors to serve until the Company's 2027 Annual Meeting of Stockholders, or until their respective successors shall have been duly elected and qualified; 2. The approval of an amendment to the Company's Certificate of Incorporation (the "Charter") to increase the number of authorized shares of common stock from 100,000,000 shares to 115,000,000 shares; 3. The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024; 4. The approval, by non-binding advisory vote, of the compensation of the Company's named executive officers (the "NEOs"); and 5. The approval, by non-binding advisory vote, of the frequency of future votes on the compensation of the NEOs. At the close of business on April 26, 2024, the record date for the determination of stockholders entitled to vote at the Annual Meeting, there were 76,346,024 shares of common stock outstanding and entitled to vote at the Annual Meeting. The holders of 55,069,534 shares of common stock were represented virtually or by proxy at the Annual Meeting, constituting a quorum. At the Annual Meeting, the three Class III directors were elected, the amendment to the Charter was approved, the appointment of the Company's independent registered public accounting firm for the year ending December 31, 2024 was ratified, the compensation of the NEOs was approved by non-binding advisory vote and the frequency of future votes on the compensation of the NEOs to occur annually was approved by non-binding advisory vote. Proposal No. 1 - Election of Class III Directors The vote with respect to

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Exhibit 3.1 Certificate of Second Amendment of Certificate of Incorporation of Liquidia Corporation. 104 Cover Page Interactive Data File (the cover page tags are embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. June 21, 2024 Liquidia Corporation By: /s/ Michael Kaseta Name: Michael Kaseta Title: Chief Financial Officer and Chief Operating Officer