SC 13G: Contango ORE, Inc.

AI Summary

SC 13G filing by Contango ORE, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securiti

Filing Documents

• d809957dsc13g.htm (SC 13G) — 42KB
• 0001193125-24-172468.txt ( ) — 43KB

From the Filing

SC 13G 1 d809957dsc13g.htm SC 13G SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* CONTANGO ORE, INC. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 21077F100 (CUSIP Number) June 17, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications: Scott Wallace Haynes and Boone, LLP 2801 N. Harwood Street, Suite 2300 Dallas, Texas 75201 (214) 651-5000 CUSIP No. 21077F100 1. Names of Reporting Persons. Douglas Scharbauer 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)(b) 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power 531,944 (1) 6. Shared Voting Power 0 7. Sole Dispositive Power 531,944 (1) 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 531,944 (1) 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 5.5% (1) 12. Type of Reporting Person (See Instructions) IN (1) Based upon 9,631,684 shares of Common Stock of the Issuer outstanding as of May 14, 2024, as disclosed in the Issuers quarterly report on Form 10-Q for the quarterly period ended March 31, 2024, filed with the U.S. Securities and Exchange Commission on May 14, 2024. Item1. (a) Name of Issuer Contango ORE, Inc. (the Issuer ) (b) Address of Issuers Principal Executive Offices 516 2nd Avenue, Suite 401 Fairbanks, Alaska 99701 Item2. (a) Name of Person Filing Douglas Scharbauer (b) Address of Principal Business Office or, if none, Residence The address of the principal business office of the reporting person is 303 W. Wall, Ste. 2200, Midland, Texas 79701. (c) Citizenship See Item 4 on the cover page(s) hereto. (d) Title of Class of Securities Common Stock, Par Value $0.01 per share ( Common Stock ) (e) CUSIP Number 21077F100 Item3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is: (a) A broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) A bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) An insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) An investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d- 1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J); (k) A group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _______________ Item4. Ownership (a) Amount beneficially owned: See Item 9 on the cover page(s) hereto. (b) Percent of class: See Item 11 on the cover page(s) hereto. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Item 5 on the cover page(s) hereto. (ii) Shared power to vote or to direct the vote: See Item 6 on the cover page(s) hereto. (iii) Sole power to dispose or to direct the disposition of: See Item 7 on the cover page(s) hereto. (iv) Shared power to dispose or to direct the disposition of: See Item 8 on the cover page(s) hereto. Item5. Ownership of 5% or Less of a Class If this statement is being filed to report the fact