Grayscale Ethereum Mini Trust Files S-1/A Amendment

TL;DR

Grayscale ETH trust filed an S-1/A. Looks like they're still working on it.

AI Summary

Grayscale Ethereum Mini Trust (ETH) filed an S-1/A amendment on July 17, 2024, with the SEC. This filing, under registration number 333-278878, is an amendment to their initial S-1 registration statement. The trust is incorporated in Delaware and its principal executive offices are located in Stamford, CT, c/o Grayscale Investments, LLC.

Why It Matters

This S-1/A filing indicates ongoing regulatory activity for the Grayscale Ethereum Mini Trust, which could impact its operational status and investor accessibility.

Risk Assessment

Risk Level: medium — S-1/A filings are amendments to registration statements, suggesting the initial filing may have had issues or requires updates, which can introduce uncertainty.

Key Numbers

• 333-278878 — SEC Registration Number (Identifies the specific registration for the Grayscale Ethereum Mini Trust.)
• July 17, 2024 — Filing Date (The date this amendment to the S-1 registration was filed with the SEC.)

Key Players & Entities

• Grayscale Ethereum Mini Trust (ETH) (company) — Registrant
• 333-278878 (dollar_amount) — SEC Registration Number
• July 17, 2024 (date) — Filing Date
• Grayscale Investments, LLC (company) — Administrative Agent
• Edward McGee (person) — Chief Financial Officer

FAQ

From the Filing

0001193125-24-180468.txt : 20240717 0001193125-24-180468.hdr.sgml : 20240717 20240717171640 ACCESSION NUMBER: 0001193125-24-180468 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 10 FILED AS OF DATE: 20240717 DATE AS OF CHANGE: 20240717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Grayscale Ethereum Mini Trust (ETH) CENTRAL INDEX KEY: 0002020455 STANDARD INDUSTRIAL CLASSIFICATION: [6221] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-278878 FILM NUMBER: 241122995 BUSINESS ADDRESS: STREET 1: C/O GRAYSCALE INVESTMENTS, LLC STREET 2: 290 HARBOR DRIVE, 4TH FLOOR, CITY: STAMFORD, STATE: CT ZIP: 06902 BUSINESS PHONE: (212) 668-1427 MAIL ADDRESS: STREET 1: C/O GRAYSCALE INVESTMENTS, LLC STREET 2: 290 HARBOR DRIVE, 4TH FLOOR, CITY: STAMFORD, STATE: CT ZIP: 06902 S-1/A 1 d756153ds1a.htm S-1/A S-1/A Table of Contents As filed with the Securities and Exchange Commission on July 17, 2024 Registration No. 333-278878 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Grayscale Ethereum Mini Trust (ETH) (Exact Name of Registrant as Specified in Its Charter) Delaware 6221 99-6447880 (State or Other Jurisdiction of Incorporation or Organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) c/o Grayscale Investments, LLC 290 Harbor Drive, 4th Floor Stamford, Connecticut 06902 (212) 668-1427 (Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices) Edward McGee Chief Financial Officer Grayscale Investments, LLC 290 Harbor Drive, 4th Floor Stamford, Connecticut 06902 (212) 668-1427 (Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent For Service) Copies to: Joseph A. Hall Dan Gibbons Davis Polk & Wardwell LLP 450 Lexington Avenue New York, New York 10017 (212) 450-4000 Approximate date of commencement of proposed sale to the public : As soon as practicable after the effective date of this Registration Statement. If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒ If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐ If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐ If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐ Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. Large accelerated filer ☐ Accelerated filer ☐ Non-accelerated filer ☒ Smaller reporting company ☒ Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Sec