Regis Corp: Ownership Update Filed

Ticker: RGS · Form: SC 13D/A · Filed: 2024-07-18T00:00:00.000Z

Sentiment: neutral

Topics: ownership-change, activist-filing, sec-filing

Related Tickers: RGS

TL;DR

Regis Corp 13D/A filed by Charters, Salvadore, Wyetzner on 7/16. Ownership change.

AI Summary

William Charters, Stephen Salvadore, and Gary Wyetzner have filed an amendment (No. 1) to their Schedule 13D for Regis Corporation, dated July 16, 2024. This filing indicates a change in their beneficial ownership of the company's common stock.

Why It Matters

This filing signals a potential shift in control or strategy for Regis Corporation, as significant shareholders are updating their stake.

Risk Assessment

Risk Level: medium — Schedule 13D filings often precede significant corporate actions or activist investor involvement, which can introduce volatility.

Key Numbers

Key Players & Entities

FAQ

What specific changes in beneficial ownership are detailed in this amendment?

The filing is an amendment (No. 1) to a Schedule 13D, indicating a change in beneficial ownership, but the specific details of the change are not provided in the header information.

Who are the primary individuals filing this Schedule 13D amendment?

William Charters, Stephen Salvadore, and Gary Wyetzner are the individuals filing this amendment.

What is the date of the event that required this filing?

The date of the event which requires filing of this statement is July 16, 2024.

What is the business address of Regis Corporation?

The business address of Regis Corporation is 3701 Wayzata Blvd, Suite 500, Minneapolis, MN 55416.

Who is authorized to receive notices and communications for this filing?

P. Rupert Russell of Shartsis Friese LLP is authorized to receive notices and communications.

From the Filing

0000935836-24-000483.txt : 20240718 0000935836-24-000483.hdr.sgml : 20240718 20240718123406 ACCESSION NUMBER: 0000935836-24-000483 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240718 DATE AS OF CHANGE: 20240718 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42627 FILM NUMBER: 241124176 BUSINESS ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Charters William CENTRAL INDEX KEY: 0002006935 ORGANIZATION NAME: FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 5537 NEWCASTLE LANE CITY: CALABASAS STATE: CA ZIP: 91302 SC 13D/A 1 regis13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Regis Corporation (Name of Issuer) Common Stock, $0.05 par value per share (Title of Class of Securities) 758932206 (CUSIP Number) William Charters 5537 Newcastle Lane Calabasas, CA 91302 (925) 330-6016 Stephen Salvadore 38 Sunset Drive East Greenwich, RI 02818 (646) 320 0191 Gary Wyetzner 64 Norris Avenue Metuchen, NJ 08840 (646) 484-0540 With a copy to: P. Rupert Russell Shartsis Friese LLP 425 Market St., 11th Floor San Francisco, CA (415) 421-6500 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 16, 2024 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSONS Gary Wyetzner 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions) PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY 7 SOLE VOTING POWER 34,233 OWNED BY EACH REPORTING 8 SHARED VOTING POWER 0 PERSON WITH 9 SOLE DISPOSITIVE POWER 34,233 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,233 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.50% 14 TYPE OF REPORTING PERSON (See Instructions) IN 1 CUSIP No. 758932206 1 NAME OF REPORTING PERSONS Stephen Salvadore 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a)[ ] (b)[X] 3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions) PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY 7 SOLE VOTING POWER 33,470 OWNED BY EACH REPORTING 8 SHARED VOTING POWER 35,055 PERSON

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