Eton Pharmaceuticals Files 8-K/A on Say on Pay Vote Frequency
Ticker: ETON · Form: 8-K/A · Filed: Aug 2, 2024 · CIK: 1710340
Sentiment: neutral
Topics: corporate-governance, shareholder-vote, say-on-pay
TL;DR
Eton Pharma's 8-K/A confirms 'Say on Pay' vote frequency, shareholders get a say annually.
AI Summary
Eton Pharmaceuticals, Inc. filed an 8-K/A amendment on August 2, 2024, related to the matters submitted to a vote of security holders on June 11, 2024. This filing specifically addresses the "Say on Pay" advisory vote frequency, indicating it is a recurring matter.
Why It Matters
This filing clarifies the voting frequency for executive compensation, providing transparency to shareholders regarding how often they will have a say on pay.
Risk Assessment
Risk Level: low — The filing is an amendment to a previous report and concerns routine corporate governance matters like shareholder votes.
Key Players & Entities
- Eton Pharmaceuticals, Inc. (company) — Registrant
- June 11, 2024 (date) — Date of earliest event reported
- August 2, 2024 (date) — Filing Date
FAQ
What is the primary purpose of this 8-K/A filing?
The primary purpose is to amend a previous 8-K filing to report on matters submitted to a vote of security holders, specifically addressing the frequency of the 'Say on Pay' advisory vote.
When was the earliest event reported in this filing?
The earliest event reported was on June 11, 2024.
What specific voting matter is highlighted in this filing?
The filing highlights the 'Say on Pay' advisory vote frequency.
What is the filing date of this 8-K/A?
The filing date is August 2, 2024.
What is the state of incorporation for Eton Pharmaceuticals, Inc.?
Eton Pharmaceuticals, Inc. is incorporated in Delaware.
Filing Stats: 536 words · 2 min read · ~2 pages · Grade level 11.1 · Accepted 2024-08-02 16:16:27
Key Financial Figures
- $0.001 — h registered Common Stock , par value $0.001 per share ETON NASDAQ Global Market
Filing Documents
- eton20240802_8ka.htm (8-K/A) — 24KB
- 0001437749-24-024486.txt ( ) — 160KB
- eton-20240611.xsd (EX-101.SCH) — 3KB
- eton-20240611_def.xml (EX-101.DEF) — 12KB
- eton-20240611_lab.xml (EX-101.LAB) — 16KB
- eton-20240611_pre.xml (EX-101.PRE) — 12KB
- eton20240802_8ka_htm.xml (XML) — 3KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders At a meeting held August 1, 2024, the Company's Board of Directors (the "Board"), after considering that a majority of the votes at the Annual Meeting were cast in favor of conducting advisory Say-on-Pay votes on an annual basis, determined that the Company will conduct Say-on-Pay votes every third year until the next shareholder advisory vote regarding the frequency of Say-on-Pay votes. 2
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: August 2, 2024 By: /s/ James R. Gruber James R. Gruber Chief Financial Officer and Secretary (Principal Financial Officer) 3