Expion360 Files S-1/A Amendment

TL;DR

Expion360 filed an S-1/A amendment, moving forward with its SEC registration.

AI Summary

Expion360 Inc. filed an S-1/A amendment on August 1, 2024, to comply with regulations. The company, incorporated in Nevada, is in the miscellaneous electrical machinery sector and is headquartered in Redmond, Oregon. This filing is part of their ongoing registration process with the SEC under the Securities Act of 1933.

Why It Matters

This amendment indicates Expion360 Inc. is actively working through its SEC registration process, which is a necessary step before potentially offering its securities to the public.

Risk Assessment

Risk Level: medium — As an S-1/A filing, it signifies a company preparing for an initial public offering or a subsequent offering, which inherently carries risks associated with market reception and regulatory compliance.

Key Numbers

• 333-280996 — SEC File Number (Identifies the specific registration statement with the SEC.)
• 0001894954 — Central Index Key (Unique identifier for the filer (Expion360 Inc.) in the SEC EDGAR system.)

Key Players & Entities

• Expion360 Inc. (company) — Registrant
• 0001894954 (company) — Central Index Key
• 3690 (company) — Standard Industrial Classification Code
• NV (company) — State of Incorporation
• 812701049 (company) — IRS Number
• 2025 SW Deerhound Ave. Redmond, OR 97756 (company) — Principal Executive Offices Address
• 541 -797-6714 (company) — Business Phone Number
• Corporation Service Company (company) — Agent for Service of Process
• 112 North Curry Street Carson City, NV 89703 (company) — Agent's Address
• 775-684-5708 (company) — Agent's Phone Number

FAQ

Key Financial Figures

• $0.001 — of one share of common stock, par value $0.001 per share (our "Common Stock"), two Ser
• $0 — public offering price for each Unit is $0.473, which was the last reported sale p
• $0.57 — is exercisable at an exercise price of $0.57 (assuming an offering price of $0.473 p
• $0.473 — of $0.57 (assuming an offering price of $0.473 per Unit) per share of Common Stock. On
• $100,000 — ed to (a) make a single cash payment of $100,000, (b) issue 100,000 shares of Common Sto
• $9.10 — educe the per share exercise price from $9.10 to $4.50. The shares were issued pursua
• $4.50 — per share exercise price from $9.10 to $4.50. The shares were issued pursuant to an

Filing Documents

• xpon_s1a.htm (S-1/A) — 583KB
• ex5_1.htm (EX-5.1) — 11KB
• ex23_1.htm (EX-23.1) — 3KB
• image_001.jpg (GRAPHIC) — 3KB
• 0001903596-24-000463.txt ( ) — 869KB
• xpon-20240801.xsd (EX-101.SCH) — 3KB
• xpon-20240801_lab.xml (EX-101.LAB) — 33KB
• xpon-20240801_pre.xml (EX-101.PRE) — 22KB
• xpon_s1a_htm.xml (XML) — 3KB

DILUTION

DILUTION 29 DESCRIPTION OF SECURITIES WE ARE OFFERING 31

UNDERWRITING

UNDERWRITING 36 LEGAL MATTERS 41 EXPERTS 41 INFORMATION INCORPORATED BY REFERENCE 42 WHERE YOU CAN FIND MORE INFORMATION 43 i ABOUT THIS PROSPECTUS This prospectus is part of a Registration Statement on Form S-1 (as amended from time to time, the "Registration Statement"). You should read this prospectus and the related exhibits filed with the Securities and Exchange Commission (the "SEC"), together with the additional information described under the headings " Where You Can Find More Information " and " Information Incorporated by Reference " before making your investment decision. All summaries in this prospectus are qualified in their entirety by the actual documents. You should rely only on the information provided in or incorporated by reference in this prospectus, in any prospectus supplement or in a related free writing prospectus, or documents to which we otherwise refer you. In addition, this prospectus contains summaries of certain provisions contained in some of the documents described herein, but reference is made to the actual documents for complete information. This prospectus includes important information about us, the securities being offered and other information you should know before investing in our securities. You should not assume that the information contained in this prospectus is accurate on any date subsequent to the date set forth on the front cover of this prospectus, even though this prospectus is delivered or securities are sold or otherwise disposed of on a later date. It is important for you to read and consider all information contained in this prospectus in making your investment decision. We may file a prospectus supplement or post-effective amendment to the Registration Statement of which this prospectus forms a part that may contain material information relating to this offering. The prospectus supplement or post-effective amendment may also add, update or change information contained in this prospectus. If t