Caterpillar Inc. Files 8-K on Financials

Ticker: CAT · Form: 8-K · Filed: 2024-08-06T00:00:00.000Z

Sentiment: neutral

Topics: financial-condition, results-of-operations, sec-filing

Related Tickers: CAT

TL;DR

CAT filed an 8-K on Aug 6th with financial updates.

AI Summary

On August 6, 2024, Caterpillar Inc. filed an 8-K report detailing its financial condition and results of operations. The filing includes financial statements and exhibits, with the earliest event reported as August 5, 2024. The company is incorporated in Delaware and its principal executive offices are located in Irving, Texas.

Why It Matters

This filing provides investors with updated financial information and operational results for Caterpillar Inc., crucial for assessing the company's current performance and future outlook.

Risk Assessment

Risk Level: low — This is a routine financial filing (8-K) that does not appear to contain any unexpected or negative news.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing by Caterpillar Inc.?

The primary purpose of this 8-K filing is to report on Caterpillar Inc.'s Results of Operations and Financial Condition, as well as to provide Regulation FD Disclosure and Financial Statements and Exhibits.

When was the earliest event reported in this filing?

The earliest event reported in this filing was on August 5, 2024.

In which state is Caterpillar Inc. incorporated?

Caterpillar Inc. is incorporated in Delaware.

What is the address of Caterpillar Inc.'s principal executive offices?

The address of Caterpillar Inc.'s principal executive offices is 5205 N. O'Connor Blvd., Suite 100, Irving, Texas 75039.

What is Caterpillar Inc.'s telephone number?

Caterpillar Inc.'s telephone number, including area code, is (972) 891-7700.

From the Filing

0000018230-24-000042.txt : 20240806 0000018230-24-000042.hdr.sgml : 20240806 20240806063205 ACCESSION NUMBER: 0000018230-24-000042 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 19 CONFORMED PERIOD OF REPORT: 20240806 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240806 DATE AS OF CHANGE: 20240806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 241176966 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 8-K 1 cat-20240806.htm 8-K cat-20240806 0000018230 false 0000018230 2024-08-05 2024-08-05 0000018230 us-gaap:CommonStockMember 2024-08-05 2024-08-05 0000018230 cat:A5.3DebenturesDueSeptember152035Member 2024-08-05 2024-08-05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 CATERPILLAR INC. (Exact name of registrant as specified in its charter) Delaware 1-768 37-0602744 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S Employer Identification No.) 5205 N. O'Connor Blvd., Suite 100, Irving, Texas 75039 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (972) 891-7700 Former name or former address, if changed since last report: N/A ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol (s) Name of each exchange which registered Common Stock ($1.00 par value) CAT The New York Stock Exchange 5.3% Debentures due September 15, 2035 CAT35 The New York Stock Exchange Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 2.02. Results of Operations and Financial Condition. On August 6, 2024, Caterpillar Inc. issued a press release reporting its financial results for the quarter ended June 30, 2024. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated into this Item 2.02 by reference. Item 7.01. Regulation FD Disclosure . Caterpillar Inc. is furnishing supplemental information concerning (i) retail sales of machines to end users and (ii) retail sales of power systems (including reciprocating and turbine engin

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