PubMatic Files Q1 2024 10-Q Amendment

TL;DR

PubMatic filed an amendment to its Q1 2024 10-Q. Check for updates.

AI Summary

PubMatic, Inc. filed an amendment (Amendment No. 1) to its quarterly report on Form 10-Q for the period ended March 31, 2024. The filing, dated August 8, 2024, provides updated information regarding the company's financial performance and operations during the first quarter of 2024. The company is incorporated in Delaware and its principal executive offices are located at 601 Marshall Street, Redwood City, CA.

Why It Matters

This amendment provides updated financial and operational details for PubMatic's first quarter of 2024, which is crucial for investors to assess the company's current performance and future outlook.

Risk Assessment

Risk Level: low — This filing is an amendment to a routine quarterly report and does not appear to contain significant new negative information.

Key Numbers

• 001-39748 — Commission File Number (Identifies the company's SEC filing record.)
• 205863224 — IRS Employer Identification Number (Company's tax identification number.)

Key Players & Entities

• PubMatic, Inc. (company) — Registrant
• 001-39748 (company) — Commission File Number
• 205863224 (company) — I.R.S. Employer Identification Number
• 601 Marshall Street, Redwood City, CA (company) — Principal executive offices address
• March 31, 2024 (date) — Quarterly period ended
• August 8, 2024 (date) — Filing date

FAQ

Key Financial Figures

• $0.0001 — which registered Class A common stock, $0.0001 par value per share PUBM The Nasdaq Glo

Filing Documents

• pubm-20240331.htm (10-Q/A) — 55KB
• q1202410-qaexhibit311.htm (EX-31.1) — 5KB
• q1202410-qaexhibit312.htm (EX-31.2) — 5KB
• 0001422930-24-000037.txt ( ) — 243KB
• pubm-20240331.xsd (EX-101.SCH) — 2KB
• pubm-20240331_def.xml (EX-101.DEF) — 16KB
• pubm-20240331_lab.xml (EX-101.LAB) — 28KB
• pubm-20240331_pre.xml (EX-101.PRE) — 17KB
• pubm-20240331_htm.xml (XML) — 5KB

Other Information

Item 5. Other Information Insider Adoption or Termination of Trading Arrangements: During the fiscal quarter ended March 31, 2024, none of our directors or officers informed us of the adoption or termination of a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as those terms are defined in Regulation S-K, Item 408, except as described in the table below: Trading Arrangement Name Title Action Date Rule 10b5-1* Non-Rule 10b5-1** Total Shares to be Sold Expiration Date Rajeev K. Goel (2) Chief Executive Officer Adopted 3/1/2024 X (1) 725,000 6/6/2025 Mukul Kumar (2) President, Engineering Adopted 3/5/2024 X (1) 117,000 6/17/2025 * Intended to satisfy the affirmative defense of Rule 10b5-1(c). ** Not intended to satisfy the affirmative defense of Rule 10b5-1(c). (1) The 10b5-1 plan included a representation from the officer to the broker administering the plan that they were not in possession of any material nonpublic information regarding the Company or the securities subject to the plan. A similar representation was made to the Company in connection with the adoption of the plan under the Company's insider trading policy. Those representations were made as of the date of adoption of the 10b5-1 plan, and speak only as of that date. In making those representations, there is no assurance with respect to any material non-public information of which the officer was unaware, or with respect to any material non-public information acquired by the officer or the Company after the date of the representation. (2) The aggregate number of RSU Shares that will be available for sale under the Plan is not yet determinable because the shares available will be net of shares sold to satisfy tax withholding obligations that arise in connection with the vesting and settlement of such RSU awards. As such, for purposes of this disclosure, the shares included in this table reflect the aggregate maximum number of shares underlying the holder's RSUs

Exhibits

Item 6. Exhibits Incorporated by Reference Exhibit Number Description of Document Form File No. Exhibit Filing Date Filed Herewith 31.1 Certification of Chief Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 31.2 Certification of Chief Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 101 Inline XBRL ("iXBRL") for the information under Part II, Item 5, "Other Information" of this Amendment No. 1 on Form 10-Q/A X 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) X

SIGNATURES

SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: August 8, 2024 PUBMATIC, INC. By: /s/ Steven Pantelick Steven Pantelick Chief Financial Officer (Principal Financial Officer)