Tivic Health Systems Files 8-K
Ticker: TIVC · Form: 8-K · Filed: Aug 13, 2024 · CIK: 1787740
Sentiment: neutral
Topics: corporate-governance, officer-appointment, director-departure, financial-reporting
Related Tickers: TVIC
TL;DR
Tivic Health filed an 8-K covering director changes, officer appointments, votes, and financials.
AI Summary
Tivic Health Systems, Inc. filed an 8-K on August 13, 2024, reporting events as of August 9, 2024. The filing covers the departure of directors or officers, election of directors, appointment of officers, compensatory arrangements, submission of matters to a vote of security holders, and financial statements/exhibits.
Why It Matters
This 8-K filing indicates significant corporate actions are being reported, which could impact the company's governance, executive compensation, and financial reporting.
Risk Assessment
Risk Level: low — This is a routine 8-K filing reporting standard corporate events and does not appear to contain immediate negative news.
Key Players & Entities
- Tivic Health Systems, Inc. (company) — Registrant
- August 09, 2024 (date) — Earliest event reported
- August 13, 2024 (date) — Date of report
- Delaware (jurisdiction) — State of Incorporation
- Fremont, California (location) — Principal Executive Offices
FAQ
What specific corporate events are detailed in this 8-K filing?
This 8-K filing details the departure of directors or certain officers, the election of directors, the appointment of certain officers, compensatory arrangements of certain officers, the submission of matters to a vote of security holders, and financial statements and exhibits.
What is the date of the earliest event reported in this filing?
The date of the earliest event reported is August 09, 2024.
When was this 8-K report filed with the SEC?
This 8-K report was filed on August 13, 2024.
Where are Tivic Health Systems, Inc.'s principal executive offices located?
Tivic Health Systems, Inc.'s principal executive offices are located at 47685 Lakeview Blvd., Fremont, California 94538.
What is the Commission File Number for Tivic Health Systems, Inc.?
The Commission File Number for Tivic Health Systems, Inc. is 001-41052.
Filing Stats: 1,083 words · 4 min read · ~4 pages · Grade level 13.3 · Accepted 2024-08-13 16:28:04
Key Financial Figures
- $0.0001 — ch registered Common Stock, par value $0.0001 per share TIVC The Nasdaq Stock Mar
Filing Documents
- tivc-20240809.htm (8-K) — 80KB
- tivc-ex10_1.htm (EX-10.1) — 283KB
- 0000950170-24-096305.txt ( ) — 512KB
- tivc-20240809.xsd (EX-101.SCH) — 24KB
- tivc-20240809_htm.xml (XML) — 5KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. On August 9, 2024, the Company held the Annual Meeting in a virtual format. At the close of business on June 17, 2024, the record date for the Annual Meeting, there were 6,183,592 shares of Company common stock issued and outstanding, which constituted all of the issued and outstanding capital stock of the Company as of the record date. At the Annual Meeting, 2,395,964 of the Company's 6,183,592 shares of common stock entitled to vote as of the record date, or approximately 38.7%, were represented by proxy or in person (virtually), and, therefore, a quorum was present. The proposals voted on at the Annual Meeting are more fully described in the Proxy Statement, which information is incorporated herein by reference. The final voting results on the proposals presented for stockholder approval at the Annual Meeting were as follows: Proposal No. 1: The Company's stockholders elected two Class III directors, to hold office until the Company's 2027 annual meeting of stockholders, or until their successors are duly elected and qualified, subject to prior death, resignation or removal, as follows: Name of Director Votes For Withhold Broker Non-Votes Jennifer Ernst 654,527 149,582 1,591,855 Sheryle Bolton 596,810 207,299 1,591,855 Proposal No. 2: The Company's stockholders approved the adoption of the A&R Plan, as follows: Votes For Votes Against Abstentions Broker Non-Votes 581,820 215,605 6,684 1,591,855 Proposal No. 3: The Company's stockholders ratified the selection of Rosenberg Rich Baker Berman, P.A. as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024, as follows: Votes For Votes Against Abstentions Broker Non-Votes 2,241,997 153,663 304 - Proposal No. 4: The Company's stockholders approved the adjournment of the Annual Meeting to another place, or a later date or dates, if necessar
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 10.1 Tivic Health System, Inc. Amended and Restated 2021 Equity Incentive Plan, dated August 9, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TIVIC HEALTH SYSTEMS, INC. Date: August 13, 2024 By: /s/ Jennifer Ernst Name: Jennifer Ernst Title: Chief Executive Officer