13F-HR: UBS Group AG
Ticker: UBS · Form: 13F-HR · Filed: 2024-08-14T00:00:00.000Z
Sentiment: neutral
Topics: 13f-hr
AI Summary
13F-HR filing by UBS Group AG.
Risk Assessment
Risk Level: low
From the Filing
0000950123-24-008281.txt : 20240814 0000950123-24-008281.hdr.sgml : 20240814 20240813193850 ACCESSION NUMBER: 0000950123-24-008281 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240814 DATE AS OF CHANGE: 20240813 EFFECTIVENESS DATE: 20240814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16612 FILM NUMBER: 241203667 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001610520 XXXXXXXX 06-30-2024 06-30-2024 false UBS Group AG BAHNHOFSTRASSE 45 Zurich V8 CH-8001 13F COMBINATION REPORT 028-16612 028-02682 UBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-06327 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) N Andrew Johnson Head Group Shareholding Reporting (615) 393-7153 /s/ Andrew Johnson Nashville TN 08-13-2024 16 21355 404795010138 false 1 028-11496 UBS Financial Services Inc 4 028-11516 Credit Suisse International 8 028-13460 Credit Suisse Hedging-Griffo Wealth Management S.A. 9 028-13203 Credit Suisse Securities (Canada), Inc. 12 028-11380 Credit Suisse Securities (USA) LLC 13 028-11477 CREDIT SUISSE CAPITAL LLC 14 028-13035 Credit Suisse (Italy) S.p.A. 30 028-10396 UBS AG 31 028-21410 UBS Switzerland AG 34 028-21431 UBS Europe SE 35 028-22388 UBS Bank (Canada) 39 028-21440 UBS La Maison de Gestion 40 028-21410 UBS Securities LLC 43 028-21429 UBS Brasil Administradora de Valores Mobiliarios Ltda 44 028-22657 UBS (Monaco) S.A. 52 Credit Suisse (UK) Limited INFORMATION TABLE 2 35114.xml INFORMATION TABLE FOR FORM 13F 1 800 FLOWERS COM INC CL A 68243Q106 3370 354 SH DFND 1 0 0 354 1 800 FLOWERS COM INC CL A 68243Q106 371975 39073 SH DFND 30 0 39073 0 10X GENOMICS INC CL A COM 88025U109 778 40 SH DFND 30 0 0 40 10X GENOMICS INC CL A COM 88025U109 17700 910 SH DFND 4 910 0 0 10X GENOMICS INC CL A COM 88025U109 233 12 SH DFND 12 0 0 10X GENOMICS INC CL A COM 88025U109 31431 1616 SH DFND 1 0 0 1616 10X GENOMICS INC CL A COM 88025U109 2897642 148979 SH DFND 30 0 148979 0 111 INC ADS 68247Q102 2130 2000 SH DFND 1 0 0 2000 111 INC ADS 68247Q102 17870 16779 SH DFND 40 0 16779 0 180 DEGREE CAP CORP COM NEW 68235B208 11495 3033 SH SOLE 1 0 0 3033 180 LIFE SCIENCES CORP *W EXP 11/07/202 68236V112 6 553 SH SOLE 40 553 0 0 1895 BANCORP OF WIS INC COM 28253R105 6012 735 SH SOLE 40 735 0 0 1ST SOURCE CORP COM 336901103 1850158 34505 SH DFND 1 0 0 34505 1ST SOURCE CORP COM 336901103 525798 9806 SH DFND 30 0 9806 0 1STDIBS COM INC COM 320551104 34501 7684 SH SOLE 30 7684 0 0 2023 ETF SERIES TRUST BRANDES US SMALL 900934100 19483 681 SH SOLE 40 681 0 0 22ND CENTY GROUP INC COM 90137F301 66 89 SH DFND 1 0 0 89 22ND CENTY GROUP INC COM 90137F301 1 1 SH DFND 40 0 1 0 23ANDME HOLDING CO CLASS A COM 90138Q108 10223 26147 SH DFND 1 0 0 26147 23ANDME HOLDING CO CLASS A COM 90138Q108 74580 190741 SH DFND 30 0 190741 0 23ANDME HOLDING CO CLASS A COM 90138Q108 10950 28005 SH DFND 40 0 28005 0 2SEVENTY BIO INC COMMON STOCK 901384107 674 175 SH DFND 1 0 0 175 2SEVENTY BIO INC COMMON STOCK 901384107 58401 15169 SH DFND 30 0 15169 0 2U INC COM NEW 90214J200 574765 112040 SH Call DFND 30 0 112040 0 2U INC COM NEW 90214J200 185 36 SH DFND 1 0 0 36 2U INC COM NEW 90214J200 390 76 SH DFND 30 0 76 0 36KR HOLDINGS INC SPONSORED ADS 88429K103 84995 256782 SH SOLE 40 256782 0 0 374WATER INC COM 88583P104 23719 19766 SH DFND 30 0 19766 0 374WATER INC COM 88583P104 10052 8377 SH DFND 40 0 8377 0 3-D SYS CORP DEL COM NEW 88554D205 24560 8000 SH DFND 30 0 0 8000 3-D SYS CORP DEL COM NEW 88554D205