Windsor Private Capital Group Files 13D on Firefly Neuroscience
Ticker: AIFF · Form: SC 13D · Filed: Aug 19, 2024 · CIK: 803578
Sentiment: neutral
Topics: ownership-change, activist-filing, 13D-filing
Related Tickers: FFNL
TL;DR
**FIREFLY NEUROSCIENCE (FFNL): Windsor Private Capital & associates filed 13D. Watch for potential activist moves.**
AI Summary
Windsor Private Capital LP, along with HJRK Holdings Inc., John Cundari, Jordan Kupinsky, and Rocco Marcello, has filed a Schedule 13D on August 19, 2024, indicating a change in their beneficial ownership of Firefly Neuroscience, Inc. The filing does not specify the exact number of shares or the percentage of ownership, but it signifies a coordinated effort by this group regarding their stake in the company.
Why It Matters
This filing signals a significant shift in the ownership structure of Firefly Neuroscience, Inc., potentially leading to changes in corporate strategy or governance as a group of investors consolidates their holdings.
Risk Assessment
Risk Level: medium — Schedule 13D filings often precede significant corporate actions or changes in control, which can introduce volatility.
Key Players & Entities
- Windsor Private Capital LP (company) — Filing entity
- Firefly Neuroscience, Inc. (company) — Subject company
- HJRK Holdings Inc. (company) — Group member
- John Cundari (person) — Group member
- Jordan Kupinsky (person) — Group member
- Rocco Marcello (person) — Group member
- WPC GP I INC. (company) — Group member
- WPC MANAGEMENT SERVICES INC. (company) — Group member
FAQ
What is the exact percentage of Firefly Neuroscience, Inc. stock beneficially owned by Windsor Private Capital LP and its group members?
The filing does not explicitly state the exact percentage of beneficial ownership for the group, only that a Schedule 13D was filed, indicating a change in ownership that crosses the 5% threshold.
When was the change in beneficial ownership reported to the SEC?
The filing was made on August 19, 2024, with the date as of change also listed as August 19, 2024.
What is the primary business of Firefly Neuroscience, Inc.?
Firefly Neuroscience, Inc. is in the business of pre-packaged software, classified under SIC code 7372.
Who are the other named members of the group filing this Schedule 13D with Windsor Private Capital LP?
The other named group members are HJRK Holdings Inc., John Cundari, Jordan Kupinsky, Rocco Marcello, WPC GP I INC., and WPC MANAGEMENT SERVICES INC.
What was Firefly Neuroscience, Inc. formerly known as?
Firefly Neuroscience, Inc. was formerly known as WAVEDANCER, INC. (name change effective December 15, 2021) and prior to that, INFORMATION ANALYSIS INC (name change effective July 3, 1992).
Filing Stats: 3,279 words · 13 min read · ~11 pages · Grade level 9.1 · Accepted 2024-08-19 16:38:10
Key Financial Figures
- $0.0001 — Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class o
Filing Documents
- tm2421930d1_sc13d.htm (SC 13D) — 131KB
- tm2421930d1_ex99-1.htm (EX-99.1) — 23KB
- tm2421930d1_ex99-2.htm (EX-99.2) — 15KB
- 0001104659-24-090874.txt ( ) — 170KB
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 19, 2024 WPC MANAGEMENT SERVICES INC. By: /s/ John Cundari Name: John Cundari Title: Partner WPC GP I INC. By: /s/ John Cundari Name: John Cundari Title: Partner WINDSOR PRIVATE CAPITAL LP, by its general partner, WPC GP I INC. By: /s/ John Cundari Name: John Cundari Title: Partner JORDAN KUPINSKY /s/ Jordan Kupinsky HJRK HOLDINGS INC. By: /s/ Jordan Kupinsky Name: Jordan Kupinsky Title: President and Director ROCCO MARCELLO /s/ Rocco Marcello JOHN CUNDARI /s/ John Cundari