Regis Corp Announces Executive and Director Changes

Ticker: RGS · Form: 8-K · Filed: 2024-08-21T00:00:00.000Z

Sentiment: neutral

Topics: executive-changes, director-changes, governance

TL;DR

Regis Corp shuffled execs and board members on 8/16.

AI Summary

Regis Corporation announced on August 16, 2024, changes in its executive and director roles. The company appointed new officers and directors, and also disclosed information regarding compensatory arrangements for certain officers. Specific details on the individuals appointed and the terms of their compensation were not provided in this initial filing.

Why It Matters

Changes in executive and director leadership can signal shifts in company strategy, operational focus, or financial direction.

Risk Assessment

Risk Level: low — The filing reports routine corporate governance changes without immediate financial implications.

Key Players & Entities

FAQ

What specific roles were affected by the executive and director changes?

The filing indicates changes in 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers' and 'Compensatory Arrangements of Certain Officers', but does not specify the exact roles in this initial report.

When were these changes effective?

The earliest event reported is dated August 16, 2024.

What is Regis Corporation's principal executive office address?

The principal executive offices are located at 3701 Wayzata Boulevard, Suite 500, Minneapolis, MN 55416.

What is the company's state of incorporation?

Regis Corporation is incorporated in Minnesota.

Does the filing detail the compensatory arrangements for the officers?

The filing mentions 'Compensatory Arrangements of Certain Officers' as an item being reported, but the specific details of these arrangements are not included in the provided text.

From the Filing

0001193125-24-204420.txt : 20240821 0001193125-24-204420.hdr.sgml : 20240821 20240821161601 ACCESSION NUMBER: 0001193125-24-204420 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20240816 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20240821 DATE AS OF CHANGE: 20240821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 241228917 BUSINESS ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 8-K 1 d883622d8k.htm 8-K 8-K REGIS CORP false 0000716643 0000716643 2024-08-16 2024-08-16     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2024     REGIS CORPORATION (Exact name of registrant as specified in its charter)       Minnesota   1-12725   41-0749934 (State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)   3701 Wayzata Boulevard Minneapolis , MN 55416 (Address of principal executive offices and zip code) (952) 947-7777 (Registrant’s telephone number, including area code) (Not applicable) (Former name or former address, if changed since last report)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, par value $0.05 per share   RGS   The Nasdaq Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐       ITEM 5.02  DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. Regis Corporation (the “Company”) announced the appointment of Jim Lain, who previously served as the Company’s Executive Vice President, Chief Operating Officer, to the position of Executive Vice President, Brand Operations – Supercuts and Cost Cutters, effective August 16, 2024. At the same time, Michael Ferranti, who previously served as the Company’s Executive Vice President, Chief People Officer, was appo

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