Raymond James Files 8-K Regulatory Update

Ticker: RJF · Form: 8-K · Filed: Aug 21, 2024 · CIK: 720005

Sentiment: neutral

Topics: regulatory-filing, 8-K

Related Tickers: RJF

TL;DR

RJF filed a routine 8-K on 8/21/24 for regulatory disclosure.

AI Summary

Raymond James Financial, Inc. filed an 8-K on August 21, 2024, to report on a Regulation FD Disclosure and to file Financial Statements and Exhibits. The filing does not contain specific financial figures or transactional details within the provided text, but indicates a standard regulatory update.

Why It Matters

This filing serves as a standard regulatory disclosure for Raymond James Financial, Inc., informing the public and investors about important company events or information as required by the SEC.

Risk Assessment

Risk Level: low — The filing is a standard regulatory disclosure and does not appear to contain any new material risks or negative information.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing for Raymond James Financial, Inc.?

The primary purpose of this 8-K filing is for Regulation FD Disclosure and to file Financial Statements and Exhibits, as indicated in the filing information.

On what date was this 8-K report filed?

This 8-K report was filed on August 21, 2024.

In which state is Raymond James Financial, Inc. incorporated?

Raymond James Financial, Inc. is incorporated in Florida.

What is the principal executive office address for Raymond James Financial, Inc.?

The principal executive office address is 880 Carillon Parkway, St. Petersburg, Florida 33716.

Does the filing mention any former company names or addresses?

The filing notes a former company name of RJ FINANCIAL CORP/FL with a date of name change on 19870303, and indicates 'None' for former address if changed since last report.

Filing Stats: 560 words · 2 min read · ~2 pages · Grade level 11.1 · Accepted 2024-08-21 16:29:57

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure On August 21, 2024, Raymond James Financial, Inc. (the "Company") issued a press release to disclose its operating data for July 2024. A copy of this press release is attached to this Current Report as Exhibit 99.1 and is incorporated herein by reference. The information in this Current Report, including any exhibits hereto, is being "furnished" and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits (d) Exhibits. The following are filed as exhibits to this report: Exhibit No. 99.1 Press release, dated August 21, 2024, issued by Raymond James Financial, Inc. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RAYMOND JAMES FINANCIAL, INC. Date: August 21, 2024 By: /s/ Paul M. Shoukry Paul M. Shoukry President and Chief Financial Officer

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