UBS Group AG Files 6-K Report

TL;DR

UBS Group AG dropped its 6-K filing on 8/23, showing June 30 data.

AI Summary

UBS Group AG filed a Form 6-K on August 23, 2024, reporting information as of June 30, 2024. The filing includes details for both UBS Group AG and UBS AG, with principal executive offices located in Zurich, Switzerland. The filing is made under the 1934 Securities Exchange Act.

Why It Matters

This filing provides updated information for investors and regulators regarding UBS Group AG's financial and operational status as of mid-2024.

Risk Assessment

Risk Level: low — This is a routine filing providing updated corporate information, not indicating any immediate financial distress or significant new risks.

Key Players & Entities

• UBS Group AG (company) — Registrant
• UBS AG (company) — Registrant
• August 23, 2024 (date) — Filing Date
• June 30, 2024 (date) — Period of Report
• Zurich, Switzerland (location) — Principal Executive Office

FAQ

From the Filing

0001114446-24-004272.txt : 20240823 0001114446-24-004272.hdr.sgml : 20240823 20240823082710 ACCESSION NUMBER: 0001114446-24-004272 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240823 DATE AS OF CHANGE: 20240823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 241233553 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 241233554 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 6-K 1 edgarkubsagproforma.htm edgarkubsagproforma23                     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 23, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland   (Address of principal executive offices) Commission File Number: 1-15060   Indicate by check mark whether the registrants file or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐ This Form 6-K consists of the unaudited pro forma condensed combined financial information to illustrate   the effects   of the   merger   of UBS   AG and   Credit Suisse   AG as   of 30   June 2024, which appears immediately following this page. MERGER BETWEEN UBS AG AND CREDIT SUISSE AG Pursuant to the merger agreement dated 7 December 2023   between UBS AG (“UBS Parent Bank”) and Credit Suisse AG (“Credit Suisse Parent Bank”),   and in accordance with applicable provisions of Swiss law,   on 31 May 2024 Credit Suisse Parent Bank merged with and into UBS Parent Bank. UBS Parent Bank being   the absorbing company continues to operate and Credit Suisse Parent Bank being the absorbed company ceased to exist (the “Transaction”).   Under the terms of the merger agreement, all of the outstanding ordinary shares of Credit Suisse Parent Bank were cancelled;   no consideration was paid as all of the outstanding shares of each of UBS Parent Bank and Credit Suisse Parent Bank were   owned by UBS Group AG.     UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL   INFORMATION All amounts in this section are in US dollars (USD) unless otherwise specified.   The abbreviation “bn” is used to represent “billion”. The abbreviation “m” is used to represent “million”. The   abbreviation “CHF” is used to represent “Swiss francs”. Numbers presented throughout this section may not add up precisely to the totals provided   in the tables and text due to rounding.   The following unaudited pro forma condensed combined