Rockwell Automation Files 8-K Report
Ticker: ROK · Form: 8-K · Filed: Aug 30, 2024 · CIK: 1024478
Sentiment: neutral
Topics: sec-filing, 8-k, regulatory-update
Related Tickers: ROK
TL;DR
ROK filed an 8-K on 8/30 for events on 8/26. No major news in this excerpt.
AI Summary
On August 26, 2024, Rockwell Automation, Inc. filed an 8-K report detailing other events. The filing was made on August 30, 2024, and pertains to the company's operations as of August 26, 2024. No specific financial transactions or material events were detailed in the provided excerpt.
Why It Matters
This filing indicates a routine update or disclosure from Rockwell Automation to the SEC, which is important for investors to monitor for any material changes in the company's status.
Risk Assessment
Risk Level: low — The filing is a standard 8-K for 'Other Events' and does not disclose any immediate financial risks or significant operational changes.
Key Players & Entities
- Rockwell Automation, Inc. (company) — Registrant
- August 30, 2024 (date) — Filing Date
- August 26, 2024 (date) — Date of Earliest Event Reported
- Delaware (jurisdiction) — State of Incorporation
- 1201 South Second Street (address) — Principal Executive Offices
- Milwaukee (location) — City of Principal Executive Offices
- Wisconsin (location) — State of Principal Executive Offices
- 53204 (zip_code) — Zip Code of Principal Executive Offices
- 414-382-2000 (phone_number) — Business Phone
FAQ
What is the primary purpose of this 8-K filing for Rockwell Automation, Inc.?
The primary purpose of this 8-K filing is to report 'Other Events' that occurred on or before August 26, 2024, as filed on August 30, 2024.
When was this 8-K report filed with the SEC?
This 8-K report was filed with the SEC on August 30, 2024.
What is the earliest date for which events are reported in this filing?
The earliest date for which events are reported in this filing is August 26, 2024.
In which state is Rockwell Automation, Inc. incorporated?
Rockwell Automation, Inc. is incorporated in Delaware.
What is the address of Rockwell Automation's Principal Executive Offices?
The address of Rockwell Automation's Principal Executive Offices is 1201 South Second Street, Milwaukee, Wisconsin 53204.
Filing Stats: 491 words · 2 min read · ~2 pages · Grade level 11.1 · Accepted 2024-08-30 17:08:58
Key Financial Figures
- $1.00 — ange on which registered Common Stock ($1.00 par value) ROK New York Stock Excha
Filing Documents
- d754966d8k.htm (8-K) — 21KB
- 0001193125-24-211207.txt ( ) — 136KB
- rok-20240826.xsd (EX-101.SCH) — 3KB
- rok-20240826_lab.xml (EX-101.LAB) — 17KB
- rok-20240826_pre.xml (EX-101.PRE) — 11KB
- d754966d8k_htm.xml (XML) — 3KB
From the Filing
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 30, 2024 ( August 26, 2024 ) Rockwell Automation, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12383 25-1797617 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1201 South Second Street Milwaukee , Wisconsin 53204 (Address of Principal Executive Offices) (Zip Code) (414) 382-2000 (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common Stock ($1.00 par value) ROK New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. INFORMATION TO BE INCLUDED IN THE REPORT Item8.01. Other Events. On August 26, 2024, Blake D. Moret, Chairman, President and Chief Executive Officer of Rockwell Automation, Inc., entered into a Rule 10b5-1 trading plan with respect to (i) shares of restricted stock units and performance shares vesting on December 4, 2024 and restricted stock units vesting on December 7, 2024 and December 9, 2024, and (ii) 26,700 shares of common stock issuable upon exercise of stock options awarded to Mr. Moret in 2015. The trading plan becomes effective on November 25, 2024. Mr. Moret entered into the plan to sell shares of common stock issuable upon vesting of restricted stock units and performance shares to cover taxes due on vesting and as part of his tax and financial planning strategy to diversify and liquidate nearly expiring options. (Page 2 of 3 Pages) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ROCKWELL AUTOMATION, INC. (Registrant) By /s/ Rebecca W. House Rebecca W. House Senior Vice President, Chief Legal Officer and Secretary Date: August 30, 2024 (Page 3 of 3 Pages)