SEI Investments Files 8-K: Regulation FD & Exhibits

Ticker: SEIC · Form: 8-K · Filed: Aug 30, 2024 · CIK: 350894

Sentiment: neutral

Topics: filing, regulation-fd, exhibits

Related Tickers: SEIC

TL;DR

SEI filed an 8-K for Reg FD and exhibits. Standard stuff.

AI Summary

On August 30, 2024, SEI Investments Company filed an 8-K report. The filing primarily concerns Regulation FD Disclosure and Financial Statements and Exhibits. No specific financial figures or material events were detailed in the provided excerpt.

Why It Matters

This filing indicates SEI Investments is complying with SEC reporting requirements, which is standard practice for publicly traded companies.

Risk Assessment

Risk Level: low — The filing is a routine disclosure and does not appear to contain any new material information that would immediately impact the company's risk profile.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing?

The primary purpose of this 8-K filing is for Regulation FD Disclosure and to report Financial Statements and Exhibits.

What is the exact name of the registrant as specified in its charter?

The exact name of the registrant is SEI INVESTMENTS COMPANY.

In which state was SEI Investments Company incorporated?

SEI Investments Company was incorporated in Pennsylvania.

What is the address of SEI Investments Company's Principal Executive Offices?

The address of SEI Investments Company's Principal Executive Offices is 1 Freedom Valley Drive, Oaks, Pennsylvania 19456.

What is the filing date for this 8-K report?

The filing date for this 8-K report is August 30, 2024.

Filing Stats: 669 words · 3 min read · ~2 pages · Grade level 11.5 · Accepted 2024-08-30 16:38:44

Key Financial Figures

Filing Documents

01. Regulation FD Information

Item 7.01. Regulation FD Information. SEI Investments Company (the "Company"), is furnishing it's 2023 Corporate Responsibility Report as Exhibit 99.16 to this Current Report on Form 8-K. As provided in General Instruction B.2 to Form 8-K, the information furnished pursuant to Item 7.01 and Exhibit 99.16 hereof shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing with the Securities and Exchange Commission, except as shall be expressly provided by specific reference in such filing. This Current Report on Form 8-K and the Exhibits hereto may contain forward looking statements within the meaning or the rules and regulations of the Securities and Exchange Commission. In some cases you can identify forward-looking statements by terminology such as may'', will'', expect'', believe'' and continue'' or appear.'' Our forward-looking statements include our current expectations with respect to: the priority of our so-called ESG initiatives and programs; the process and procedures by which we design, administer, monitor the initiatives and programs; and the outcomes of these initiatives and programs. You should not place undue reliance on our forward-looking statements as they are based on the current beliefs and expectations of our management and subject to significant risks and uncertainties many of which are beyond our control or are subject to change. Although we believe the assumptions upon which we base our forward-looking statements are reasonable, they could be inaccurate. Some of the risks and important factors that could cause actual results to differ from those described in our forward-looking statements can be found in the "Risk Factors" sections of our Annual Report on Form 10-K for the year ended December 31, 2023 filed with the Securities and Exchange Commission.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. Exhibit No. Description 99.16 2023 Corporate Responsibility Report of SEI Investments Company 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SEI INVESTMENTS COMPANY Date: August 30, 2024 By: /s/ Sean J. Denham Sean J. Denham Chief Financial Officer

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