Caterpillar Inc. Files 8-K on Debenture Agreement

Ticker: CAT · Form: 8-K · Filed: 2024-09-04T00:00:00.000Z

Sentiment: neutral

Topics: debt, financing, material-agreement

Related Tickers: CAT

TL;DR

CAT just filed an 8-K about a new debt agreement for their 2035 debentures.

AI Summary

Caterpillar Inc. entered into a material definitive agreement on August 29, 2024, related to its 5.3% Debentures due September 15, 2035. This agreement creates a direct financial obligation for the registrant. The filing also includes financial statements and exhibits.

Why It Matters

This filing indicates a significant financial obligation for Caterpillar, potentially impacting its debt structure and financial commitments.

Risk Assessment

Risk Level: low — The filing reports on a standard debt issuance agreement, which is a routine financial activity for a company of Caterpillar's size and does not inherently signal new risks.

Key Numbers

5.3% — Debenture Interest Rate (Interest rate on the debentures mentioned in the filing.)
September 15, 2035 — Debenture Maturity Date (Maturity date of the debentures.)

Key Players & Entities

CATERPILLAR INC. (company) — Registrant
August 29, 2024 (date) — Date of earliest event reported
5.3% Debentures due September 15, 2035 (dollar_amount) — Specific financial instrument
Delaware (jurisdiction) — State of incorporation

FAQ

What type of material definitive agreement did Caterpillar Inc. enter into?

Caterpillar Inc. entered into an agreement related to its 5.3% Debentures due September 15, 2035.

What is the date of the earliest event reported in this 8-K filing?

The date of the earliest event reported is August 29, 2024.

Does this filing create a financial obligation for Caterpillar Inc.?

Yes, the filing states that the agreement creates a direct financial obligation for the registrant.

What is Caterpillar Inc.'s state of incorporation?

Caterpillar Inc. is incorporated in Delaware.

What is the maturity date of the debentures mentioned in the filing?

The debentures mentioned have a maturity date of September 15, 2035.

From the Filing

0001104659-24-096572.txt : 20240904 0001104659-24-096572.hdr.sgml : 20240904 20240904060748 ACCESSION NUMBER: 0001104659-24-096572 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 20 CONFORMED PERIOD OF REPORT: 20240829 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240904 DATE AS OF CHANGE: 20240904 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 241275792 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 8-K 1 tm2423020d1_8k.htm FORM 8-K false 0000018230 0000018230 2024-08-29 2024-08-29 0000018230 us-gaap:CommonStockMember 2024-08-29 2024-08-29 0000018230 CAT:Sec5.3DebenturesDueSeptember152035Member 2024-08-29 2024-08-29 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549       FORM 8-K   Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): August 29, 2024   CATERPILLAR INC. (Exact name of registrant as specified in its charter)   Delaware   1-768   37-0602744 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S Employer Identification No.)   5205 N. O'Connor Blvd.,     Suite 100 , Irving , Texas   75039 (Address of principal executive offices)   (Zip Code)   Registrant’s telephone number, including area code: ( 972 ) 891-7700   Former name or former address, if changed since last report: N/A   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class Trading Symbol (s) Name of each exchange which registered Common Stock ($1.00 par value) CAT The New York Stock Exchange 5.3% Debentures due September 15, 2035 CAT35 The New York Stock Exchange   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).   Emerging growth company  ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨   Caterpillar: Confidential Green             I