RWC Asset Management Files 13D Amendment for AUNA S.A.

TL;DR

RWC Asset Management updated its AUNA S.A. stake filing on 9/4/24.

AI Summary

RWC Asset Management LLP has filed an amendment (Amendment No. 1) to its Schedule 13D for AUNA S.A., indicating a change in its beneficial ownership as of September 4, 2024. The filing details RWC Asset Management LLP's holdings and intentions regarding the Class A Ordinary Shares of AUNA S.A.

Why It Matters

This filing signals a potential shift in the ownership structure or strategy of AUNA S.A., which could impact its stock price and corporate governance.

Risk Assessment

Risk Level: medium — Schedule 13D filings often indicate significant investor activity, which can lead to volatility or strategic changes in the company.

Key Players & Entities

• RWC Asset Management LLP (company) — Filing entity
• AUNA S.A. (company) — Subject company
• Fadi Freiha (person) — Contact person for RWC Asset Management LLP

FAQ

Key Financial Figures

• $0.01 — lass A Ordinary Shares, nominal value US$0.01 per share (Title of Class of Securiti

Filing Documents

• fp0090091-1_sc13d.htm (SC 13D) — 43KB
• 0001398344-24-017274.txt ( ) — 44KB

From the Filing

SC 13D 1 fp0090091-1_sc13d.htm UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* AUNA, S.A. (Name of Issuer) Class A Ordinary Shares, nominal value US$0.01 per share (Title of Class of Securities) L0415A 103 (CUSIP Number) RWC Asset Management LLP Attention: Fadi Freiha Verde, 10 Bressenden Place London, SW1E 5DH United Kingdom (+44 20 7227 6000) (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 29,2024 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. L0415A 103 13D Page 2 of 4 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) RWC Asset Management LLP 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [X] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS(see instructions) OO 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 00,000 8. SHARED VOTING POWER 1,521,557 9. SOLE DISPOSITIVE POWER 00,000 10. SHARED DISPOSITIVE POWER 1,521,557 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,521,557 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.07% 14. TYPE OF REPORTING PERSON (see instructions) IA CUSIP No. L0415A 103 13D Page 3 of 4 Pages Item 1. Security and Issuer. Class A Ordinary Shares, nominal value US$0.01 per share (the “Ordinary Shares”), of Auna S.A The principal executive office of Auna S.A. is located at: 46A, Avenue J.F. Kennedy, L-1855 Luxembourg, Grand Duchy of Luxembourg Item 2. Identity and Background. (a) This Schedule 13D is being filed by RWC Asset Management LLP, the “Reporting Person”. (b) The address of the principal business office of the Reporting Person is Verde, 10 Bressenden Place, London, SW1E 5DH, United Kingdom. (c) The principal business of RWC Asset Management LLP is an investment adviser, providing investment advice to institutional investors. (d) During the last five years, the Reporting Persons has not been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, the Reporting Person was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The Reporting Person is incorporated under the laws of the United Kingdom. Item 3. Source or Amount of Funds or Other Consideration. The Ordinary Shares covered by this Schedule 13D were acquired by RWC Asset Management LLP as an investment adviser on behalf of institutional investors, RWC Asset Management LLP used available cash on hand to acquire the Ordinary Shares. Item 4. Purpose of Transaction. The purpose of transaction is to invest the Ordinary Shares on behalf of institutional investors. Therefore, the reporting person may consider making strategic investment decisions described in Items 4(a) of Schedule 13D: (a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; Item 5. Interest in Securities of the Issuer. (a), (b) The following disclosure assumes there are 30,000,000 Ordinary Shares outstanding, as reported in the prospectus dated March 21, 2024 filed by the Issuer with the Securities and Exchange Commission on March 25, 2024 pursuant to the Final Pros

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