UBS Group AG Files 6-K Report

Ticker: UBS · Form: 6-K · Filed: 2024-09-11T00:00:00.000Z

Sentiment: neutral

Topics: 6-K, foreign-private-issuer, disclosure

Related Tickers: UBS

TL;DR

UBS Group AG filed a 6-K, expect updates on their foreign private issuer status.

AI Summary

On September 11, 2024, UBS Group AG filed a Form 6-K. This filing is a report of a foreign private issuer and includes information related to the company's operations and financial status. The filing lists UBS Group AG and UBS AG as registrants, both with principal executive offices in Zurich, Switzerland.

Why It Matters

This filing provides updated information to investors and the market about UBS Group AG's status as a foreign private issuer, which can impact regulatory oversight and reporting requirements.

Risk Assessment

Risk Level: low — Form 6-K filings are routine disclosures for foreign private issuers and typically do not contain significant new financial or strategic information that would immediately impact stock price.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers required to be filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, providing information that the registrant makes or is required to make public in its home country, files or is required to file with a stock exchange, or distributes or is required to distribute to its security holders.

Who are the registrants in this filing?

The registrants in this filing are UBS Group AG and UBS AG.

Where are the principal executive offices of UBS Group AG and UBS AG located?

The principal executive offices for both UBS Group AG and UBS AG are located at Bahnhofstrasse 45, 8001 Zurich, Switzerland.

What is the SEC file number for UBS Group AG?

The SEC file number for UBS Group AG is 1-36764.

What is the SIC code for UBS Group AG and UBS AG?

The Standard Industrial Classification (SIC) code for both UBS Group AG and UBS AG is 6021, which corresponds to National Commercial Banks.

From the Filing

0001610520-24-000154.txt : 20240911 0001610520-24-000154.hdr.sgml : 20240911 20240911094246 ACCESSION NUMBER: 0001610520-24-000154 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 22 CONFORMED PERIOD OF REPORT: 20240911 FILED AS OF DATE: 20240911 DATE AS OF CHANGE: 20240911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 241291593 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 241291594 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 6-K 1 bestofswitzerlandpres.htm bestofswitzerlandpres                       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: September 11, 2024 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland   (Address of principal executive offices) Commission File Number: 1-15060   Indicate by check mark whether the registrant files or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐   This Form 6-K consists of the presentation materials related to the UBS   Best of Switzerland conference held on September 11, 2024, which appear immediately following this page. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21           SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the   registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. UBS Group AG   By: _/s/ David Kelly______________ Name:   David Kelly Title:   Managing Director By: _/s/ Ella Campi_______________ Name:   Ella Campi Title:   Executive Director   UBS AG By: _/s/ David Kelly______________ Name:   David Kelly   Title:   Managing Director By: _/s/ Ella Campi_______________ Name:   Ella Campi Title:   Executive Director Date:   September 11, 2024 GRAPHIC 2 bestofswitzerlandpresp3i0.jpg begin 644 bestofswitzerlandpresp3i0.jpg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