SC 13G: SURF AIR MOBILITY INC.
Ticker: SRFM · Form: SC 13G · Filed: Sep 11, 2024 · CIK: 1936224
Sentiment: neutral
Topics: sc-13g
AI Summary
SC 13G filing by SURF AIR MOBILITY INC..
Risk Assessment
Risk Level: low
Filing Stats: 1,477 words · 6 min read · ~5 pages · Grade level 8.9 · Accepted 2024-09-11 17:09:09
Key Financial Figures
- $0.0001 — Y INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of
Filing Documents
- ef20035755_sc13g.htm (SC 13G) — 117KB
- 0001140361-24-040856.txt ( ) — 119KB
(A)
ITEM 1(A). NAME OF ISSUER Surf Air Mobility Inc. (the "Issuer")
(B)
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 12111 S. Crenshaw Blvd. Hawthorne, California 90250
(A)
ITEM 2(A). NAME OF PERSONS FILING This Schedule is jointly filed by GEM Global Yield LLC SCS ("GEM Investor"), Gem Global Yield Fund LLC ("GEM GP"), and Christopher F. Brown, a United States citizen. The foregoing entities and person are collectively referred to as the "Reporting Persons."
(B)
ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE The address of the principal place of business of GEM Investor is 12C, rue Guillaume J. Kroll, L-1882 Luxembourg. The address of the principal place of business of the other Reporting Persons is 9 West 57th Street, New York, NY 10019.
(C)
ITEM 2(C). CITIZENSHIP See Row 4 of cover page for each Reporting Person.
(D)
ITEM 2(D). TITLE OF CLASS OF SECURITIES Ordinary shares, $0.0001 par value per share of the Issuer (the "Common Stock")
(E)
ITEM 2(E) CUSIP NUMBER 868927 203 ITEM 3. Not applicable. ITEM 4. GEM Investor holds 1,266,998 shares of Common Stock. GEM GP is the general partner of GEM Investor. Christopher F. Brown is the sole beneficial owner of GEM GP and has voting and dispositive power over the shares held by GEM Investor. CUSIP # 868927 203 Page 6 of 9 (a) Amount beneficially owned : See Row 9 of cover page for each Reporting Person. (b) Percent of Class : See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has : (i) Sole power to vote or to direct the vote : See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote : See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of : See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of : See Row 8 of cover page for each Reporting Person. ITEM 5. Not applicable. ITEM 6. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP . Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP . Not applicable ITEM 10. CERTIFICATION . Not applicable CUSIP # 868927 203 Page 7 of 9
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: September 11, 2024 GEM Global Yield LLC SCS By: /s/ Christopher F. Brown Name: Christopher F. Brown Title: Manager GEM Global Yield Fund LLC By: /s/ Christopher F. Brown Name: Christopher F. Brown Title: Manager By: /s/ Christopher F. Brown Name: Christopher F. Brown CUSIP # 868927 203 Page 8 of 9 EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page Exhibit A: Agreement of Joint Filing 10 CUSIP # 868927 203 Page 9 of 9 EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of the Issuer shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: September 11, 2024 GEM Global Yield LLC SCS By: /s/ Christopher F. Brown Name: Christopher F. Brown Title: Manager GEM Global Yield Fund LLC By: /s/ Christopher F. Brown Name: Christopher F. Brown Title: Manager By: /s/ Christopher F. Brown Name: Christopher F. Brown