Grupo Angeles Updates Auna S.A. Stake Filing

TL;DR

Grupo Angeles updated its Auna S.A. filing, adding more group members. Watch for changes.

AI Summary

Grupo Angeles Servicios de Salud, S.A. de C.V. filed an amendment to its SC 13D on September 12, 2024, regarding its holdings in Auna S.A. The filing indicates a change in the group members, specifically including CORPVAZA, S.A. DE C.V. and GRUPO EMPRESARIAL ANGELES, S.A. DE C.V., alongside Mr. Olegario Vazquez Aldir. The filing does not specify dollar amounts or exact share percentages but denotes an update to beneficial ownership information.

Why It Matters

This amendment signals a potential shift in the control or influence dynamics for Auna S.A. by updating the parties with beneficial ownership.

Risk Assessment

Risk Level: medium — Amendments to SC 13D filings can indicate changes in significant beneficial ownership, potentially leading to shifts in corporate control or strategy.

Key Players & Entities

• Grupo Angeles Servicios de Salud, S.A. de C.V. (company) — Filing entity
• Auna S.A. (company) — Subject company
• CORPVAZA, S.A. DE C.V. (company) — Group member
• GRUPO EMPRESARIAL ANGELES, S.A. DE C.V. (company) — Group member
• Mr. Olegario Vazquez Aldir (person) — Group member

FAQ

Key Financial Figures

• $0.01 — lass A Ordinary Shares, nominal value US$0.01 per share (Title of Class of Securiti
• $55,887,612 — Shares for a total purchase price of USD$55,887,612 GASS used available cash on hand to acq
• $7.922 — e GASS Purchase 06/24/2024 66,114 $7.922 (1) GASS Purchase 06/25/2024 180,9
• $7.840 — GASS Purchase 06/25/2024 180,909 $7.840 (2) GASS Purchase 06/26/2024 113,9
• $7.967 — GASS Purchase 06/26/2024 113,910 $7.967 (3) GASS Purchase 06/27/2024 75,33
• $8.004 — ) GASS Purchase 06/27/2024 75,336 $8.004 (4) GASS Purchase 06/28/2024 90,46
• $7.930 — ) GASS Purchase 06/28/2024 90,464 $7.930 (5) GASS Purchase 07/02/2024 43,83
• $7.956 — ) GASS Purchase 07/02/2024 43,835 $7.956 (6) GASS Purchase 07/03/2024 10,00
• $8.000 — ) GASS Purchase 07/03/2024 10,000 $8.000 (7) GASS Purchase 07/05/2024 164,2
• $7.968 — GASS Purchase 07/05/2024 164,252 $7.968 (8) GASS Purchase 07/08/2024 52,73
• $7.937 — ) GASS Purchase 07/08/2024 52,739 $7.937 (9) GASS Purchase 07/09/2024 157,1
• $7.871 — GASS Purchase 07/09/2024 157,130 $7.871 (10) GASS Purchase 07/10/2024 114,
• $7.785 — GASS Purchase 07/10/2024 114,829 $7.785 (11) GASS Purchase 07/11/2024 15,8
• $7.783 — ) GASS Purchase 07/11/2024 15,825 $7.783 (12) GASS Purchase 07/12/2024 16,2
• $7.800 — ) GASS Purchase 07/12/2024 16,221 $7.800 (13) GASS Purchase 07/15/2024 60,4

Filing Documents

• auna-sc13da_091224.htm (SC 13D/A) — 189KB
• 0001999371-24-011858.txt ( ) — 191KB

SECURITY AND ISSUER

ITEM 1. SECURITY AND ISSUER Pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, as amended, this Amendment No. 1 (this “ Amendment ”) amends and supplements the Schedule 13D originally filed by Grupo Ángeles Servicios de Salud, S.A. de C.V. (“ GASS ”), Grupo Empresarial Ángeles, S.A. de C.V. (“ GEA ”), Corpvaza, S.A. de. C.V. (“ Corpvaza ”), and Mr. Olegario Vásquez Aldir (“ Mr. Vásquez Aldir ,” and collectively with GASS, GEA, and Corpvaza, the “ Reporting Persons ”), on August 22, 2024 (the “ Schedule 13D ”) relating to the Class A Ordinary Shares, nominal value US$0.01 per share (the “ Class A Ordinary Shares ”), of Auna S.A., a public limited liability company incorporated in Grand Duchy of Luxembourg (“ Auna ”, or the “ Issuer ”). This Amendment amends the Schedule 13D on behalf of the Reporting Persons to furnish the information set forth herein, and except as set forth below, all Items of the Original Schedule 13D remain unchanged. Capitalized terms used in this Amendment and not otherwise defined shall have the same meanings ascribed to them in the Schedule 13D.

IDENTITY AND BACKGROUND

ITEM 2. IDENTITY AND BACKGROUND This Amendment amends and supplements the following subsections of Item 2 of the Schedule 13D by inserting the below regarding the directors and executive officers of GASS (each a “ Covered Person ” and, collectively, the “ Covered Persons ”). Additionally, sections (d) and (e) of Item 2 of the Schedule 13D are amended and supplemented to refer to the Covered Persons. Any disclosures herein with respect to the Covered Persons and any additional persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party. (a), (b), (f) The name of each Covered Person, as well as his country of citizenship, present principal occupation, and the name, principal business, and address of the organization in which such occupation is conducted, is set forth on Schedule 1 hereto.

SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION This Amendment amends and restates Item 3 of the Schedule 13D as follows: From the date of its first acquisition of the Class A Ordinary Shares (as reported on the Schedule 13G filed on April 12, 2024 (SEC File No. 005-94489)) until September 12, 2024, GASS purchased 6,660,000 Class A Ordinary Shares for a total purchase price of USD$55,887,612 GASS used available cash on hand to acquire such Class A Ordinary Shares.

INTEREST IN SECURITIES OF THE ISSUER

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER This Amendment amends and restates Item 5 of the Schedule 13D as follows: The information set forth in rows 7, 8, 9, 10, 11, and 13 on the respective cover pages of this Schedule 13D and the information set forth or incorporated in Items 2 and 3 of this Schedule 13D is hereby incorporated by reference in its entirety into this Item 5. (a), (b) The following disclosure assumes there are 30,000,000 Class A Ordinary Shares outstanding as of March 21, 2024, as reported in the prospectus dated March 21, 2024 filed by the Issuer with the SEC on March 25, 2024 pursuant to the Final Prospectus. Pursuant to Rule 13d-3 under the Act, the Reporting Persons may be deemed to beneficially own 6,660,000 shares of Class A Ordinary Shares, which constitutes approximately 22.20% of the outstanding Class A Ordinary Shares. (c) All transactions in Class A Ordinary Shares effected by the Reporting Persons and, to the best knowledge of the Reporting Persons, the Covered Persons within the prior 60-day window for which disclosure is required by Schedule 13D are listed in Schedule 2 hereto and incorporated herein by reference. (d) To the best knowledge of the Reporting Persons, no person other than the Reporting Persons and their respective members, shareholders, and affiliates has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities beneficially owned by the Reporting Persons identified in this Item 5. (e) Not applicable. CUSIP No. L0415A 103 Page 7 of 15 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this Schedule 13D is true, complete, and correct. Dated as of September 12, 2024 Grupo Angeles Servicios de Salud, S.A. de C.V. /s/ Jose Luis Alberdi Gonzalez Name: Jose Luis Alberdi Gonzalez Title: Legal Vice President Grupo Empresarial Angeles, S.A. de

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View this SC 13D/A filing on SEC EDGAR