LiveOne, Inc. Reports on Security Holder Vote
Ticker: LVO · Form: 8-K · Filed: Sep 18, 2024 · CIK: 1491419
Sentiment: neutral
Topics: corporate-governance, shareholder-vote, filing
Related Tickers: LVO
TL;DR
LiveOne held a shareholder vote on Sept 12, details filed today.
AI Summary
LiveOne, Inc. filed an 8-K on September 18, 2024, reporting on matters submitted to a vote of its security holders on September 12, 2024. The filing details the company's corporate actions and decisions made during this period.
Why It Matters
This filing provides insight into corporate governance decisions and shareholder approvals that could impact LiveOne's strategic direction and operational changes.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not indicate immediate financial distress or significant new risks.
Key Players & Entities
- LiveOne, Inc. (company) — Registrant
- September 12, 2024 (date) — Date of earliest event reported
- September 18, 2024 (date) — Date of report
- Delaware (jurisdiction) — State of incorporation
- Beverly Hills, CA (location) — Principal executive offices
FAQ
What specific matters were submitted to a vote of LiveOne, Inc.'s security holders on September 12, 2024?
The filing indicates that matters were submitted to a vote of security holders on September 12, 2024, but the specific details of these matters are not elaborated within the provided text.
When did LiveOne, Inc. file this Current Report (8-K)?
LiveOne, Inc. filed this Current Report (8-K) on September 18, 2024.
What is the principal executive office address for LiveOne, Inc.?
The principal executive office address for LiveOne, Inc. is 269 South Beverly Drive, Suite 1450, Beverly Hills, CA 90212.
What is LiveOne, Inc.'s state of incorporation?
LiveOne, Inc.'s state of incorporation is Delaware.
What was the former name of LiveOne, Inc.?
LiveOne, Inc. was formerly known as LiveXLive Media, Inc. and prior to that, LOTON, CORP.
Filing Stats: 632 words · 3 min read · ~2 pages · Grade level 10.9 · Accepted 2024-09-18 16:30:10
Key Financial Figures
- $0.001 — nge on which registered Common stock, $0.001 par value per share LVO The NASDAQ
Filing Documents
- ea0214953-8k_liveone.htm (8-K) — 36KB
- 0001213900-24-079915.txt ( ) — 205KB
- lvo-20240912.xsd (EX-101.SCH) — 3KB
- lvo-20240912_lab.xml (EX-101.LAB) — 33KB
- lvo-20240912_pre.xml (EX-101.PRE) — 22KB
- ea0214953-8k_liveone_htm.xml (XML) — 4KB
07 Submission of Matters to a Vote of
Item 5.07 Submission of Matters to a Vote of Security Holders. On September 12, 2024, LiveOne, Inc. (the "Company") held its 2024 Annual Meeting of Stockholders (the "Annual Meeting"). Below is a summary of the proposals and corresponding vote. 1. All eight nominees were elected to the Company's Board of Directors with each director receiving votes as follows: Election of Directors For Withheld Broker Non-Vote Robert S. Ellin 44,357,077 947,772 25,611,864 Jay Krigsman 41,363,046 3,941,803 25,611,864 Craig Foster 37,386,090 7,918,759 25,611,864 Ramin Arani 39,971,023 5,333,826 25,611,864 Patrick Wachsberger 44,363,454 941,395 25,611,864 Kenneth Solomon 39,969,370 5,335,479 25,611,864 Bridget Baker 44,363,393 941,456 25,611,864 Kristopher Wright 44,130,881 1,173,968 25,611,864 2. The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company as described in the Company's Proxy Statement for the Annual Meeting. The votes on this proposal were as follows: For Against Abstained Broker Non-Vote 44,917,664 212,218 174,964 25,611,864 3. The ratification of the appointment of Macias Gini & O'Connell, LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2025. The votes on this proposal were as follows: For Against Abstained Broker Non-Vote 70,226,034 151,268 539,411 4. The approval, to adjourn the Annual Meeting to a later date or time, if necessary, to permit further solicitation and vote of proxies if there are not sufficient votes at the time of the Annual Meeting to approve any of the proposals presented for a vote at the Annual Meeting. The votes on this proposal were as follows: For Against Abstained Broker Non-Vote 67,265,785 3,071,400 579,526 No other matters were considered or voted upon at the Annual Meeting. 1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LIVEONE, INC. Dated: September 18, 2024 By: /s/ Aaron Sullivan Name: Aaron Sullivan Title: Chief Financial Officer 2