Super Micro Computer Files 8-K on Listing Rule Notice

Ticker: SMCI · Form: 8-K · Filed: 2024-09-20T00:00:00.000Z

Sentiment: neutral

Topics: listing-rules, delisting-notice, financial-statements

Related Tickers: SMCI

TL;DR

SMCI filed an 8-K about a potential delisting notice - check the details!

AI Summary

Super Micro Computer, Inc. filed an 8-K on September 20, 2024, reporting an event on September 17, 2024. The filing is related to a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and also includes Financial Statements and Exhibits. The company is incorporated in Delaware and headquartered in San Jose, California.

Why It Matters

This filing indicates potential issues with Super Micro Computer's continued listing on an exchange, which could impact investor confidence and stock price.

Risk Assessment

Risk Level: medium — A notice of delisting or failure to meet listing standards can signal underlying financial or operational issues that pose a risk to investors.

Key Players & Entities

FAQ

What specific listing rule or standard did Super Micro Computer, Inc. potentially fail to satisfy?

The filing does not specify the exact rule or standard that was not met, only that a notice was issued.

What is the significance of the 'Transfer of Listing' mentioned in the filing?

The filing mentions 'Transfer of Listing' as an item information, but does not provide details on whether a transfer is planned or has occurred.

Does this 8-K filing indicate an immediate delisting of Super Micro Computer's stock?

No, the filing is a 'Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard', suggesting a potential issue that requires further action or clarification, not an immediate delisting.

What other information is included in this 8-K filing besides the listing notice?

The filing also includes 'Financial Statements and Exhibits'.

When was Super Micro Computer, Inc. incorporated and what is its fiscal year end?

Super Micro Computer, Inc. was incorporated in Delaware and its fiscal year ends on June 30.

From the Filing

0001375365-24-000033.txt : 20240920 0001375365-24-000033.hdr.sgml : 20240920 20240920170309 ACCESSION NUMBER: 0001375365-24-000033 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20240917 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240920 DATE AS OF CHANGE: 20240920 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] ORGANIZATION NAME: 06 Technology IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 241314038 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 8-K 1 smci-20240917.htm 8-K smci-20240917 0001375365 false 0001375365 2024-09-20 2024-09-20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     __________________________________________________________________________ FORM 8-K   __________________________________________________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2024   SUPER MICRO COMPUTER, INC. (Exact name of registrant as specified in its charter)   Delaware 001-33383 77-0353939 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 980 Rock Avenue , San Jose , California 95131 (Address of principal executive offices, including Zip Code) Registrant’s telephone number, including area code: ( 408 )  503-8000 Not Applicable (Former name or former address, if changed since last report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.001 par value   SMCI   The NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On September 17, 2024, Super Micro Computer, Inc. (the “Company”) received a notification letter (the “Letter”) from the Listing Qualifications Department of the NASDAQ Stock Market LLC (“NASDAQ”) indicating that the Company is not in compliance with NASDAQ Listing Rule 5250(c)(1), as a result of the Company’s delay in filing its Annual Report on Form 10-K for fiscal year 2024 (the “Form 10-K”). The Form 10-K was due on August 29, 2024. The Compan

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