SC 13G: Expion360 Inc.

AI Summary

SC 13G filing by Expion360 Inc..

Risk Assessment

Risk Level: low

Filing Documents

• o923241sc13g.htm (SC 13G) — 37KB
• 0001214659-24-016644.txt ( ) — 38KB

(a)

Item 1(a). Name of Issuer: Expion360 Inc.

(b)

Item 1(b). Address of Issuer's Principal Executive Offices: 2025 SW Deerhound Ave. Redmond, OR 97756

(a)

Item 2(a). Name of Person Filing: MASAYA OTSUKA

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence: Yukarigaoka Miyanodai Haitsu #314 1-3-1 Miyanodai, Sakura-shi,Chiba-ken,285-0857, JAPAN

(c)

Item 2(c). Citizenship: JAPAN

(d)

Item 2(d). Title of Class of Securities: Common Stock

(e)

Item 2(e). CUSIP Number: 30218B100 Page 3 of 6 Item 3. If this Statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) ¨ Broker or dealer registered under Section 15 of the Act; (b) ¨ Bank as defined in Section 3(a)(6) of the Act; (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act; (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940; (e) ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) ; (f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) ; (g) ¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) ; (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) ¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J) ; (k) ¨ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K) . If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 4,254,950 (b) Percent of Class: 7.62% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,254,950 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 4,254,950 (iv) shared power to dispose or to direct the disposition of: 0 Page 4 of 6 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that