Brookfield Asset Management Files 6-K

Ticker: BAM · Form: 6-K · Filed: 2024-09-23T00:00:00.000Z

Sentiment: neutral

Topics: foreign-issuer, sec-filing, regulatory-update

TL;DR

Brookfield Asset Management filed a 6-K on 9/23/24, standard foreign issuer update.

AI Summary

Brookfield Asset Management Ltd. filed a Form 6-K on September 23, 2024, for the month of September 2024. The filing indicates that the company is a foreign private issuer and is submitting its report under the Securities Exchange Act of 1934. Brookfield Asset Management Ltd. is incorporated in Canada and its principal executive office is located in Toronto, Ontario.

Why It Matters

This filing provides routine updates for investors and regulators regarding Brookfield Asset Management Ltd.'s status as a foreign private issuer.

Risk Assessment

Risk Level: low — This filing is a routine report for a foreign private issuer and does not contain significant new financial information or strategic changes.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to furnish information which the issuer would be required to make public pursuant to the laws of its home country, or which it may otherwise make or has made public to its security holders.

Which act governs this filing?

This filing is made under the Securities Exchange Act of 1934.

What is Brookfield Asset Management Ltd.'s commission file number?

Brookfield Asset Management Ltd.'s commission file number is 001-41563.

Where is Brookfield Asset Management Ltd. located?

Brookfield Asset Management Ltd.'s principal executive office is located at Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762, Toronto, Ontario, Canada M5J 2T3.

Does Brookfield Asset Management Ltd. file annual reports under Form 20-F or Form 40-F?

Brookfield Asset Management Ltd. indicates it files annual reports under cover of Form 40-F.

From the Filing

0001171843-24-005301.txt : 20240923 0001171843-24-005301.hdr.sgml : 20240923 20240923070007 ACCESSION NUMBER: 0001171843-24-005301 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240923 FILED AS OF DATE: 20240923 DATE AS OF CHANGE: 20240923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Ltd. CENTRAL INDEX KEY: 0001937926 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41563 FILM NUMBER: 241314604 BUSINESS ADDRESS: STREET 1: 181 BAY STREET, SUITE 100 STREET 2: BROOKFIELD PLACE CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: 181 BAY STREET, SUITE 100 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 6-K 1 f6k_092024.htm FORM 6-K   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, Ontario, Canada M5J 2T3 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F [   ]      Form 40-F [ X ]     Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):        Note:  Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders. Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):        Note:  Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.  On September 23, 2024, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference. (c) Exhibit 99.1. Press release dated September 23, 2024 --> EXHIBIT INDEX   Exhibit Number   Description          99.1   Press Release dated September 23, 2024 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.         Brookfield Asset Management Ltd.         (Registrant)           Date: September 23, 2024       /s/ Hadley Peer Marshall         Hadley Peer Marshall     Chief Financial Officer     EX-99.1 2 exh_991.htm PRESS RELEASE EdgarFiling EXHIBIT 99.1 Brookfield Raises $2.4 billion for Catalytic Transition Fund Supported by Anchor Commitment from ALTÉRRA Additional capital raised from CDPQ, GIC, Prudential and Temasek, among others Targeting up to $5

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