Jonas Amends Rafael Holdings Stake Filing
Ticker: RFL · Form: SC 13D/A · Filed: Sep 30, 2024 · CIK: 1713863
Sentiment: neutral
Topics: schedule-13d, amendment, beneficial-ownership
Related Tickers: RHDG
TL;DR
Jonas updated his Rafael Holdings stake filing - watch for ownership changes.
AI Summary
Howard S. Jonas has filed an amendment (No. 4) to Schedule 13D for Rafael Holdings, Inc., indicating a change in beneficial ownership as of September 25, 2024. The filing concerns Class B Common Stock of Rafael Holdings, Inc. The specific details of the change in ownership and the total number of shares held are not fully detailed in the provided excerpt.
Why It Matters
This filing signals a potential shift in control or significant investment activity by a major shareholder in Rafael Holdings, Inc., which could impact the company's stock price and strategic direction.
Risk Assessment
Risk Level: medium — Changes in beneficial ownership filings can indicate significant shifts in a company's shareholder structure, potentially leading to volatility.
Key Players & Entities
- Howard S. Jonas (person) — Filing person and beneficial owner
- Rafael Holdings, Inc. (company) — Subject company
- Class B Common Stock (security) — Securities subject to the filing
FAQ
What specific event triggered this Amendment No. 4 to Schedule 13D?
The filing states that the 'Date of Event which Requires Filing of this Statement' was September 25, 2024, but the specific event is not detailed in the provided excerpt.
Who is Howard S. Jonas in relation to Rafael Holdings, Inc.?
Howard S. Jonas is the person filing this Schedule 13D/A, indicating he is a beneficial owner of Rafael Holdings, Inc. securities.
What class of securities is being reported on?
The filing concerns Class B Common Stock, par value $0.01 per share, of Rafael Holdings, Inc.
What is the CUSIP number for the securities?
The CUSIP number for the Class B Common Stock of Rafael Holdings, Inc. is 75062E106.
Where is the principal business office of Rafael Holdings, Inc. located?
The principal business address for Rafael Holdings, Inc. is listed as 520 Broad Street, Newark, NJ 07120.
Filing Stats: 475 words · 2 min read · ~2 pages · Grade level 11.1 · Accepted 2024-09-30 17:40:03
Key Financial Figures
- $0.01 — suer) Class B Common Stock, par value $0.01 per share (Title of Class of Securiti
- $90,000 — gated thereunder and a civil penalty of $90,000. Mr. Jonas consented to the Order witho
Filing Documents
- ea0216209-13da4jonas_rafael.htm (SC 13D/A) — 16KB
- 0001213900-24-083476.txt ( ) — 18KB
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 30, 2024 /s/ Joyce J. Mason Joyce J. Mason Attorney-in-Fact 3