First Foundation Inc. Files 8-K on Corporate Governance and Shareholder Matters

Ticker: FFWM · Form: 8-K · Filed: 2024-10-03T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, shareholder-matters, regulatory-filing

Related Tickers: FFC

TL;DR

FFC filed an 8-K covering governance changes, director/officer updates, and shareholder votes.

AI Summary

On September 30, 2024, First Foundation Inc. filed an 8-K report detailing several key events. These include material modifications to the rights of security holders, changes in directors and officers, amendments to its articles of incorporation or bylaws, and the submission of matters to a vote of security holders. The filing also covers Regulation FD disclosures and financial statements/exhibits.

Why It Matters

This 8-K filing provides crucial updates on First Foundation Inc.'s corporate structure, governance, and shareholder voting, impacting how the company operates and how investors' rights are managed.

Risk Assessment

Risk Level: medium — The filing addresses material modifications to security holder rights and changes in corporate governance, which can introduce uncertainty or signal significant strategic shifts.

Key Players & Entities

First Foundation Inc. (company) — Registrant
September 30, 2024 (date) — Date of earliest event reported

FAQ

What specific material modifications were made to the rights of security holders?

The filing indicates material modifications to the rights of security holders, but the specific details of these modifications are not elaborated upon in the provided text. Further review of the full filing would be necessary.

Were there any departures or elections of directors or officers?

Yes, the filing explicitly lists 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers' as an item of information, indicating such changes occurred.

Did First Foundation Inc. amend its articles of incorporation or bylaws?

Yes, the filing includes 'Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year' as an item of information, suggesting these corporate documents may have been altered.

Were any matters submitted to a vote of security holders?

Yes, the filing states 'Submission of Matters to a Vote of Security Holders' as an item of information, confirming that shareholder votes were part of the reported events.

What is the SIC code for First Foundation Inc.?

The Standard Industrial Classification (SIC) code for First Foundation Inc. is 6022, which corresponds to STATE COMMERCIAL BANKS.

From the Filing

0001104659-24-105619.txt : 20241003 0001104659-24-105619.hdr.sgml : 20241003 20241003070025 ACCESSION NUMBER: 0001104659-24-105619 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20240930 ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20241003 DATE AS OF CHANGE: 20241003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 241349882 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 8-K 1 tm2425485d1_8k.htm FORM 8-K false --12-31 0001413837 0001413837 2024-09-30 2024-09-30 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): September 30, 2024     FIRST FOUNDATION INC. (Exact name of registrant as specified in its charter)       Delaware 001-36461 20-8639702 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)   200 Crescent Court , Suite 1400     Dallas , Texas   75201 (Address of Principal Executive Offices)   (Zip Code)   ( 469 ) 638-9636 (Registrant’s Telephone Number, Including Area Code)   N/A (Former name or former address, if changed since last report.)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock   FFWM   New York Stock Exchange   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨             Item 3.03 Material Modification to Rights of Security Holders.  