SMART Global Holdings Reports 8-K Filing

TL;DR

SGH filed an 8-K on shareholder nominations & other events as of 9/30.

AI Summary

SMART Global Holdings, Inc. filed an 8-K on October 3, 2024, reporting events as of September 30, 2024. The filing primarily concerns shareholder nominations pursuant to Exchange Act Rule 14a-11 and other events. The company is incorporated in the Cayman Islands and its principal executive offices are located in Newark, California.

Why It Matters

This 8-K filing indicates ongoing corporate governance activities, specifically related to shareholder nominations, which could signal potential changes in board composition or strategic direction.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate events and does not appear to contain material adverse information.

Key Players & Entities

• SMART Global Holdings, Inc. (company) — Registrant
• Exchange Act Rule 14a-11 (legal_document) — Subject of filing
• Cayman Islands (location) — Jurisdiction of Incorporation
• Newark, California (location) — Principal Executive Offices

FAQ

From the Filing

0001628280-24-042166.txt : 20241003 0001628280-24-042166.hdr.sgml : 20241003 20241003163726 ACCESSION NUMBER: 0001628280-24-042166 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20240930 ITEM INFORMATION: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 ITEM INFORMATION: Other Events FILED AS OF DATE: 20241003 DATE AS OF CHANGE: 20241003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0826 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 241352043 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 8-K 1 sgh-20240930.htm 8-K sgh-20240930 0001616533 FALSE 0001616533 2024-09-30 2024-09-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 SMART GLOBAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission File Number 001-38102 Cayman Islands 98-1013909 (State or Other Jurisdiction of Incorporation) (I.R.S. Employer Identification No.) c/o Walkers Corporate Limited 190 Elgin Avenue George Town, Grand Cayman Cayman Islands KY1-9008 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code: ( 510 ) 623-1231 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Ordinary shares, $0.03 par value per share SGH Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 1 Item 5.08 Shareholder Director Nominations. (a) To the extent applicable, the information in Item 8.01 of this Form 8-K is incorporated by reference into this Item 5.08. Item 8.01 Other Events. On September 30, 2024, the Board of Directors of SMART Global Holdings, Inc., a Cayman Islands exempted company (the “Company”), determined that the Company’s 2025 annual general meeting of shareholders (the “Meeting”) will be held on February 7, 2025 at 10:00 a.m. Pacific Time. The location of the Meeting will be as set forth in the Company’s definitive proxy statement for the Meeting to be filed with the United States Securities and Exchange Commission (the “SEC”). With respect to director nominations, the Company’s Second Amended and Restated Memorandum