C3.ai Files 8-K on Security Holder Vote

Ticker: AI · Form: 8-K · Filed: 2024-10-08T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, shareholder-vote

TL;DR

C3.ai held a shareholder vote on Oct 2nd, details TBD.

AI Summary

On October 2, 2024, C3.ai, Inc. filed an 8-K report indicating that matters were submitted to a vote of security holders. The filing does not contain details about the specific proposals voted on or the outcome of the vote.

Why It Matters

This filing signals that C3.ai held a meeting where shareholders voted on corporate matters, which is a standard governance procedure but may precede significant corporate actions.

Risk Assessment

Risk Level: low — The filing is a routine procedural update regarding a shareholder vote and does not disclose any new financial information or significant business changes.

Key Players & Entities

FAQ

What specific matters were submitted to a vote of C3.ai's security holders on October 2, 2024?

The provided 8-K filing states that matters were submitted to a vote of security holders, but it does not specify what those matters were.

What was the outcome of the vote by C3.ai's security holders?

The filing does not disclose the results or outcome of the vote by security holders.

Is this 8-K filing related to a specific corporate event like an acquisition or merger?

The filing indicates a submission of matters to a vote of security holders, which is a general corporate governance event and does not specify any particular event like an acquisition or merger.

When was C3.ai, Inc. incorporated?

C3.ai, Inc. was incorporated in Delaware.

What is the principal business address of C3.ai, Inc.?

The principal executive offices of C3.ai, Inc. are located at 1400 Seaport Blvd, Redwood City, CA 94063.

From the Filing

0001628280-24-042519.txt : 20241008 0001628280-24-042519.hdr.sgml : 20241008 20241008161240 ACCESSION NUMBER: 0001628280-24-042519 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20241002 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20241008 DATE AS OF CHANGE: 20241008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39744 FILM NUMBER: 241360449 BUSINESS ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2200 MAIL ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 8-K 1 ai-20241002.htm 8-K ai-20241002 0001577526 false 0001577526 2024-10-02 2024-10-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of Principal Executive Offices) 001-39744 (Commission File Number) 26-3999357 (IRS Employer Identification No.) 94063 (Zip Code) ( 650 ) 503-2200 (Registrant's Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.001 per share AI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.07 Submission of Matters to a Vote of Security Holders. On October 2, 2024, C3.ai, Inc. (the “ Company ”) held its 2024 Annual Meeting of Stockholders (the “ Annual Meeting ”) virtually via live webcast. At the Annual Meeting, the Company’s stockholders voted on the three proposals set forth below. A more detailed description of each proposal is set forth in the Company’s Proxy Statement filed with the Securities and Exchange Commission on August 22, 2024 (the “ Proxy Statement ”). Proposal 1 – Election of Directors . The Company’s stockholders elected the following Class I director nominees to hold office until the

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