Brookfield Asset Management Files 6-K for October 2024

Ticker: BAM · Form: 6-K · Filed: 2024-10-08T00:00:00.000Z

Sentiment: neutral

Topics: regulatory-filing, annual-report, sec-filing

TL;DR

Brookfield Asset Management filed a 6-K on Oct 8, confirming 40-F annual report submission.

AI Summary

Brookfield Asset Management Ltd. filed a Form 6-K on October 8, 2024, indicating it is submitting its annual report under cover of Form 40-F. The filing is for the month of October 2024 and provides information related to its status as a foreign private issuer.

Why It Matters

This filing confirms Brookfield Asset Management's reporting status with the SEC, which is important for investors tracking its regulatory compliance and financial disclosures.

Risk Assessment

Risk Level: low — This is a routine regulatory filing confirming the submission of an annual report, not indicating any new material risks.

Key Players & Entities

FAQ

What is the primary purpose of this Form 6-K filing?

The primary purpose is to report information as a foreign private issuer for the month of October 2024, specifically indicating the submission of its annual report under cover of Form 40-F.

What is Brookfield Asset Management Ltd.'s SEC file number?

Brookfield Asset Management Ltd.'s SEC file number is 001-41563.

On what date was this Form 6-K filed?

This Form 6-K was filed on October 8, 2024.

Does Brookfield Asset Management Ltd. file under Form 20-F or Form 40-F for its annual reports?

Brookfield Asset Management Ltd. indicates it files its annual reports under cover of Form 40-F.

What is the principal executive office address for Brookfield Asset Management Ltd.?

The principal executive office address is Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762, Toronto, Ontario, Canada M5J 2T3.

From the Filing

0001171843-24-005559.txt : 20241008 0001171843-24-005559.hdr.sgml : 20241008 20241008080030 ACCESSION NUMBER: 0001171843-24-005559 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20241008 FILED AS OF DATE: 20241008 DATE AS OF CHANGE: 20241008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Ltd. CENTRAL INDEX KEY: 0001937926 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41563 FILM NUMBER: 241359208 BUSINESS ADDRESS: STREET 1: 181 BAY STREET, SUITE 100 STREET 2: BROOKFIELD PLACE CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: 181 BAY STREET, SUITE 100 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 6-K 1 f6k_100724.htm FORM 6-K   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, Ontario, Canada M5J 2T3 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F [   ]      Form 40-F [ X ]     Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):        Note:  Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders. Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):        Note:  Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.  On October 8, 2024, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference. (c) Exhibit 99.1. Press release dated October 8, 2024 --> EXHIBIT INDEX   Exhibit Number   Description     99.1   Press Release dated October 8, 2024 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.         Brookfield Asset Management Ltd.         (Registrant)           Date: October 8, 2024       /s/ Hadley Peer Marshall         Hadley Peer Marshall     Chief Financial Officer     EX-99.1 2 exh_991.htm PRESS RELEASE EdgarFiling EXHIBIT 99.1 Brookfield Oaktree Wealth Solutions Survey Highlights Investor Demand for Alternative Investments and Critical Role of Financial Advisors New data from “The Alts Institute” provides key insights into the value of alternatives in

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