Eaton Vance Senior Floating Rate Trust Files 8-K
Ticker: EFR · Form: 8-K · Filed: Oct 10, 2024 · CIK: 1258623
Sentiment: neutral
Topics: corporate-governance, filing-update
TL;DR
Eaton Vance Senior Floating Rate Trust updated its charter on 10/10/24.
AI Summary
Eaton Vance Senior Floating Rate Trust filed an 8-K on October 10, 2024, reporting amendments to its articles of incorporation or bylaws, or a change in its fiscal year. The filing indicates a change in the company's charter, effective October 10, 2024. The trust is incorporated in Massachusetts and its principal executive offices are located in Boston.
Why It Matters
This filing signals a potential change in the trust's governance or operational structure, which could impact its investment strategy and shareholder rights.
Risk Assessment
Risk Level: low — The filing is procedural and does not disclose any immediate financial distress or significant operational changes.
Key Players & Entities
- EATON VANCE SENIOR FLOATING RATE TRUST (company) — Registrant
- October 10, 2024 (date) — Date of report
- Massachusetts (jurisdiction) — State of incorporation
- One Post Office Square, Boston, Massachusetts 02109 (address) — Principal executive offices
FAQ
What specific amendments were made to the articles of incorporation or bylaws?
The filing does not specify the exact nature of the amendments, only that they were made and are effective as of October 10, 2024.
What is the reason for the change in the fiscal year, if applicable?
The filing indicates 'Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year' as the item information, but does not provide a reason for a fiscal year change.
When was the previous fiscal year end for Eaton Vance Senior Floating Rate Trust?
The filing states the fiscal year end is 1031, implying October 31st, but does not specify the year of the previous end.
What is the Commission File Number for Eaton Vance Senior Floating Rate Trust?
The Commission File Number is 811-21411.
What is the IRS Employer Identification Number for the trust?
The IRS Employer Identification Number is 35-2216382.
Filing Stats: 496 words · 2 min read · ~2 pages · Grade level 11.5 · Accepted 2024-10-10 16:08:05
Key Financial Figures
- $0.01 — Common Shares of Beneficial Interest, $0.01 par value EFR NYSE Indicate by chec
Filing Documents
- efr8k.htm (8-K) — 14KB
- exhibit503_ex99z503.htm (EX-5.03) — 4KB
- 0000940394-24-000989.txt ( ) — 19KB
03 Amendments to Articles of Incorporation or Bylaws; Change
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On January 26, 2023, the Board of Trustees of the Fund (the “Board”) voted to exempt, on a going forward basis, all prior and, until further notice, new acquisitions of Fund shares that otherwise might be deemed “Control Share Acquisitions” under the Fund’s Amended and Restated By-Laws (the “By-Laws”) from the provisions of the By-Laws addressing “Control Share Acquisitions” (the “Control Share Provisions”). On October 10, 2024, the Board adopted Amendment No. 2 to the By-Laws to formally eliminate the Control Share Provisions and to make certain related conforming changes. A copy of Amendment No. 2 to the By-Laws is attached hereto as Exhibit 5.03 and incorporated by reference herein.
01 Financial Statements
Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 5.03 Amendment No. 2 to the Amended and Restated Bylaws of the Fund, effective as of October 10, 2024 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EATON VANCE SENIOR FLOATING-RATE TRUST By: /s/ Deidre E. Walsh Name: Deidre E. Walsh Title: Vice President & Chief Legal Officer Date: October 10, 2024