Caterpillar Inc. Files 8-K on Operations and Financials
Ticker: CAT · Form: 8-K · Filed: 2024-10-11T00:00:00.000Z
Sentiment: neutral
Topics: operations, financials, disclosure
Related Tickers: CAT
TL;DR
CAT filed an 8-K on 10/9 covering financials and operations.
AI Summary
On October 9, 2024, Caterpillar Inc. filed an 8-K report detailing results of operations and financial condition. The filing also included Regulation FD disclosures and financial statements and exhibits. The report was filed on October 11, 2024.
Why It Matters
This filing provides investors with updated information on Caterpillar's operational performance and financial health, which can influence investment decisions.
Risk Assessment
Risk Level: low — This is a routine filing providing operational and financial updates, not indicating any immediate or significant new risks.
Key Players & Entities
- CATERPILLAR INC. (company) — Registrant
- October 9, 2024 (date) — Date of earliest event reported
- October 11, 2024 (date) — Date of filing
- Delaware (jurisdiction) — State of incorporation
- 37-0602744 (identifier) — I.R.S Employer Identification No.
- 5205 N. O'Connor Blvd. Suite 100, Irving, Texas 75039 (address) — Principal executive offices
- (972) 891-7700 (phone_number) — Registrant's telephone number
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose of this 8-K filing is to report on Caterpillar Inc.'s results of operations and financial condition, along with Regulation FD disclosures and financial statements and exhibits.
When was the earliest event reported in this filing?
The earliest event reported in this filing was on October 9, 2024.
On what date was this 8-K report filed with the SEC?
This 8-K report was filed with the SEC on October 11, 2024.
In which state was Caterpillar Inc. incorporated?
Caterpillar Inc. was incorporated in Delaware.
What is the business address of Caterpillar Inc. as listed in the filing?
The business address of Caterpillar Inc. is 5205 N. O'Connor Blvd. Suite 100, Irving, Texas 75039.
From the Filing
0000018230-24-000047.txt : 20241011 0000018230-24-000047.hdr.sgml : 20241011 20241011083444 ACCESSION NUMBER: 0000018230-24-000047 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 18 CONFORMED PERIOD OF REPORT: 20241009 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20241011 DATE AS OF CHANGE: 20241011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 241366463 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 8-K 1 cat-20241009.htm 8-K cat-20241009 0000018230 false 0000018230 2024-10-09 2024-10-09 0000018230 us-gaap:CommonStockMember 2024-10-09 2024-10-09 0000018230 cat:A5.3DebenturesDueSeptember152035Member 2024-10-09 2024-10-09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2024 CATERPILLAR INC. (Exact name of registrant as specified in its charter) Delaware 1-768 37-0602744 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S Employer Identification No.) 5205 N. O'Connor Blvd. Suite 100, Irving, Texas 75039 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (972) 891-7700 Former name or former address, if changed since last report: N/A Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol (s) Name of each exchange which registered Common Stock ($1.00 par value) CAT The New York Stock Exchange 5.3% Debentures due September 15, 2035 CAT35 The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Election of New Independent Director On October 11, 2024, Caterpillar Inc. (the “Company”) announced that, on October 9, 2024, the Board of Directors (the “Board”) of the Company appointed Nazzic Keene to serve on the Board, effective November 1, 2024. In addition to serving as a Board member, Ms. Keene will serve as a member of the Board’