SC 13G: Genprex, Inc.

Ticker: GNPX · Form: SC 13G · Filed: Oct 22, 2024 · CIK: 1595248

Sentiment: neutral

Topics: sc-13g

AI Summary

SC 13G filing by Genprex, Inc..

Risk Assessment

Risk Level: low

Filing Stats: 919 words · 4 min read · ~3 pages · Grade level 9.2 · Accepted 2024-10-22 12:01:59

Key Financial Figures

Filing Documents

(a)

Item 1(a). Name of Issuer: Genprex Inc.

(b)

Item 1(b). Address of Issuer’s Principal Executive Offices: 1601 Trinity Street, Bldg. B, Suite3.322 AUSTIN, TX, 78712

(a)

Item 2(a). Name of Person Filing: MASAYA OTSUKA

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence: Yukarigaoka Miyanodai Haitsu #314 1-3-1 Miyanodai, Sakura-shi,Chiba-ken,285-0857, JAPAN

(c)

Item 2(c). Citizenship: JAPAN

(d)

Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 per share

(e)

Item 2(e). CUSIP Number: 37244620 Page 3 of 6 Item 3. If this Statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under Section 15 of the Act; (b) o Bank as defined in Section 3(a)(6) of the Act; (c) o Insurance company as defined in Section 3(a)(19) of the Act; (d) o Investment company registered under Section 8 of the Investment Company Act of 1940; (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) o A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); (k) o Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 175,214 (b) Percent of Class: 6.76% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 175,214 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 175,214 (iv) shared power to dispose or to direct the disposition of: 0 Page 4 of 6 Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased t

View Full Filing

View this SC 13G filing on SEC EDGAR

View on Read The Filing