Invesco Ltd. Files Q3 2024 10-Q Report

Ticker: IVZ · Form: 10-Q · Filed: Oct 29, 2024 · CIK: 914208

Sentiment: neutral

Topics: 10-Q, quarterly-report, financials, investment-advisory

TL;DR

Invesco's Q3 2024 10-Q is in. Check financials for investment advisory biz.

AI Summary

Invesco Ltd. filed its 10-Q for the period ending September 30, 2024. The filing covers the third quarter and the first nine months of the fiscal year. Key financial data and operational details for Invesco's investment advisory business are presented.

Why It Matters

This report provides investors with a detailed look into Invesco's financial performance and operational status for the third quarter of 2024, crucial for understanding the company's health and future prospects.

Risk Assessment

Risk Level: low — This is a routine quarterly filing providing financial and operational updates.

Key Players & Entities

FAQ

What is the reporting period for this 10-Q filing?

The reporting period for this 10-Q filing is the nine months ended September 30, 2024.

When was this 10-Q filed with the SEC?

This 10-Q was filed on October 29, 2024.

What is Invesco Ltd.'s primary business as indicated by the SIC code?

Invesco Ltd.'s primary business is Investment Advice, as indicated by the SIC code 6282.

What are the dates for the third quarter of 2024 covered in the filing?

The third quarter of 2024 covered in the filing is from July 1, 2024, to September 30, 2024.

What is Invesco Ltd.'s fiscal year end?

Invesco Ltd.'s fiscal year ends on December 31.

Filing Stats: 4,852 words · 19 min read · ~16 pages · Grade level 6.6 · Accepted 2024-10-29 15:18:45

Key Financial Figures

Filing Documents

Financial Information

PART I. Financial Information

Financial Statements (unaudited)

Item 1. Financial Statements (unaudited) 1 Condensed Consolidated Balance Sheets 1 Condensed Consolidated Statements of Income 2 Condensed Consolidated Statements of Comprehensive Income 3 Condensed Consolidated Statements of Cash Flows 4 Condensed Consolidated Statements of Changes in Equity 5 Notes to the Condensed Consolidated Financial Statements 7

Management's Discussion and Analysis of Financial Condition and Results of Operations

Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations 17

Quantitative and Qualitative Disclosures About Market Risk

Item 3. Quantitative and Qualitative Disclosures About Market Risk 48

Controls and Procedures

Item 4. Controls and Procedures 49

Other Information

PART II. Other Information

Legal Proceedings

Item 1. Legal Proceedings 50

Risk Factors

Item 1A. Risk Factors 50

Unregistered Sales of Equity Securities and Use of Proceeds

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 50

Other Information

Item 5. Other Information 50

Exhibits

Item 6. Exhibits 51

Signatures

Signatures 52 Table of Contents GLOSSARY OF DEFINED TERMS APAC — Asia-Pacific AUM — Assets under management bps — Basis points CIP — Consolidated investment products CLOs — Collateralized loan obligations Covenant Adjusted EBITDA — A financial measure set forth in covenants in our credit agreement, which is defined to be earnings before income tax, depreciation, amortization, interest expense, common share-based compensation expense, unrealized (gains)/losses from investments, net, and unusual or otherwise non-recurring gains and losses EMEA — Europe, Middle East and Africa EPS — Earnings per common share ETFs — Exchange-traded funds IGW or Invesco Great Wall — Invesco Great Wall Fund Management Company Limited Long-term awards — Common share-based awards and other long-term awards MassMutual — Massachusetts Mutual Life Insurance Company NAV — Net asset value Report — this Form 10-Q S&P — Standard & Poor's SEC — U.S. Securities and Exchange Commission the company — Invesco Ltd. and its consolidated entities the Parent — Invesco Ltd. TRS — Total return swap UITs — Unit investment trusts U.K. — United Kingdom U.S. — United States U.S. GAAP — Accounting principles generally accepted in the United States VIEs — Variable interest entities i Table of Contents

FINANCIAL INFORMATION

PART I. FINANCIAL INFORMATION

Financial Statements

Item 1. Financial Statements Invesco Ltd. Condensed Consolidated Balance Sheets (Unaudited) As of (in millions, except per share data) September 30, 2024 December 31, 2023 ASSETS Cash and cash equivalents $ 1,044.9 $ 1,469.2 Accounts receivable 710.8 701.5 Investments 1,128.9 919.1 Assets of consolidated investment products (CIP): Cash and cash equivalents of CIP 594.5 462.4 Accounts receivable and other assets of CIP 312.8 250.1 Investments of CIP 7,699.3 8,765.9 Assets held for policyholders — 393.9 Other assets 884.0 832.6 Property, equipment and software, net 580.3 599.5 Intangible assets, net 5,816.7 5,848.1 Goodwill 8,730.4 8,691.5 Total assets $ 27,502.6 $ 28,933.8 LIABILITIES Accrued compensation and benefits $ 886.5 $ 900.4 Accounts payable and accrued expenses 1,455.6 1,294.4 Liabilities of CIP: Debt of CIP 6,562.6 7,121.8 Other liabilities of CIP 484.1 492.1 Policyholder payables — 393.9 Debt 890.3 1,489.5 Deferred tax liabilities, net 1,316.9 1,325.7 Total liabilities 11,596.0 13,017.8 Commitments and contingencies (See Note 10) TEMPORARY EQUITY Redeemable noncontrolling interests in consolidated entities 580.5 745.7 PERMANENT EQUITY Equity attributable to Invesco Ltd.: Preferred shares ($ 0.20 par value; $ 1,000 liquidation preference; 4.0 million authorized, issued and outstanding as of September 30, 2024 and December 31, 2023) 4,010.5 4,010.5 Common shares ($ 0.20 par value; 1,050.0 million authorized; 566.1 million shares issued as of September 30, 2024 and December 31, 2023) 113.2 113.2 Additional paid-in-capital 7,325.2 7,451.6 Treasury shares ( 2,832.0 ) ( 3,002.6 ) Retained earnings 6,874.0 6,826.7 Accumulated other comprehensive income/(loss), net of tax ( 736.6 ) ( 801.8 ) Total equity attributable to Invesco Ltd. 14,754.3 14,597.6 Equity attributable to nonredeemable noncontrolling interests in consolidated entities 571.8 572.7 Total permanent equity 15,326.1 15,170.3 Total liabilities, tempo

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