UBS Group AG Files 6-K Report

Ticker: UBS · Form: 6-K · Filed: 2024-10-30T00:00:00.000Z

Sentiment: neutral

Topics: sec-filing, 6-k, disclosure

Related Tickers: UBS

TL;DR

UBS Group AG filed a standard 6-K with SEC on Oct 30, 2024.

AI Summary

On October 30, 2024, UBS Group AG filed a Form 6-K. This report is for foreign private issuers and is filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934. The filing includes information for both UBS Group AG and UBS AG, with principal executive offices located in Zurich, Switzerland.

Why It Matters

This filing provides routine updates and disclosures required by the SEC for foreign private issuers, offering transparency into the company's ongoing operations and compliance.

Risk Assessment

Risk Level: low — This is a routine SEC filing (Form 6-K) which typically contains standard disclosures and does not indicate any immediate or significant new risks.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to furnish information which the issuer makes or is required to make public in its home country.

Who are the registrants mentioned in this filing?

The registrants mentioned are UBS Group AG and UBS AG.

Where are the principal executive offices of UBS Group AG located?

The principal executive offices of UBS Group AG are located at Bahnhofstrasse 45, 8001 Zurich, Switzerland.

What is the SEC file number for UBS Group AG?

The SEC file number for UBS Group AG is 1-36764.

What is the filing date of this Form 6-K?

The filing date of this Form 6-K is October 30, 2024.

From the Filing

0001610520-24-000156.txt : 20241030 0001610520-24-000156.hdr.sgml : 20241030 20241030062735 ACCESSION NUMBER: 0001610520-24-000156 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20241030 FILED AS OF DATE: 20241030 DATE AS OF CHANGE: 20241030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 241407299 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 241407300 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 6-K 1 edgar3q24ubsgroup.htm edgar3q24ubsgroup                         UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 30, 2024 UBS Group AG (Registrant's   Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's   Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland   (Address of principal executive offices) Commission File Number: 1-15060   Indicate by check mark whether the registrants file or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐     This Form 6-K consists of the Third Quarter 2024 Report of UBS Group   AG, which appears immediately following this page.         UBS   Group Third quarter   2024 report           Corporate calendar UBS Group Publication of the UBS Group fourth quarter 2024   report   Tuesday,   4 February 2025 Information about future publication dates is available   at ubs.com/global/en/investor-relations/events/calendar.html Publication of the UBS AG third quarter 2024 report   Friday, 8 November 2024 Contacts Switchboards For all general inquiries   ubs.com/contact Zurich +41-44-234 1111 London +44-207-567   8000 New York +1-212-821 3000 Hong Kong +852-2971 8888 Singapore +65-6495 8000 Investor Relations UBS’s Investor Relations team manages relationships with institutional investors, research analysts and credit rating agencies.   ubs.com/investors Zurich +41-44-234 4100 New York +1-212-882 5734 Media Relations UBS’s Media Relations team manages relationships with global media and journalists. ubs.com/media Zurich +41-44-234 8500 mediarelations@ubs.com London +44-20-7567 4714   ubs-media-relations@ubs.com New York +1-212-882 5858   mediarelations@ubs.com Hong Kong +852-2971 8200 sh-mediarelations-ap@ubs.com Office of the Group Company Secretary The Group Company Secretary handles   inquiries directed to the Chairman or to other members of the Board of Directors. UBS Group AG, Office of the Group Company Secretary PO Box, CH-8098 Zurich, Switzerland sh-company-secretary@ubs.com Zurich +41-44-235 6652 Shareholder Services UBS’s Shareholder Services team, a

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