Brookfield Asset Management Files 6-K, Submits Form 40-F

TL;DR

Brookfield Asset Management filed a 6-K, confirming they're using Form 40-F for annual reports.

AI Summary

Brookfield Asset Management Ltd. filed a Form 6-K on November 1, 2024, for the month of October 2024. The filing indicates that the company is submitting its report under Form 40-F, which is typically used for annual reports by Canadian issuers. The principal executive office is located in Toronto, Ontario, Canada.

Why It Matters

This filing signals Brookfield Asset Management's adherence to reporting requirements, specifically indicating the use of Form 40-F for its annual reporting, which is relevant for investors tracking its regulatory disclosures.

Risk Assessment

Risk Level: low — This is a routine regulatory filing and does not contain new financial information or significant operational updates.

Key Players & Entities

• Brookfield Asset Management Ltd. (company) — Filer of the Form 6-K
• Form 40-F (document) — Type of annual report submission
• November 1, 2024 (date) — Filing date of the Form 6-K
• October 2024 (date) — Reporting period for the Form 6-K

FAQ

From the Filing

0001171843-24-005945.txt : 20241101 0001171843-24-005945.hdr.sgml : 20241101 20241031190005 ACCESSION NUMBER: 0001171843-24-005945 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20241031 FILED AS OF DATE: 20241101 DATE AS OF CHANGE: 20241031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Ltd. CENTRAL INDEX KEY: 0001937926 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41563 FILM NUMBER: 241416563 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 6-K 1 f6k_103124.htm FORM 6-K   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, Ontario, Canada M5J 2T3 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F [   ]      Form 40-F [ X ]     Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):        Note:  Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders. Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):        Note:  Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.  On October 31, 2024, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference. (c) Exhibit 99.1. Press release dated October 31, 2024 --> EXHIBIT INDEX   Exhibit Number   Description          99.1   Press Release dated October 31, 2024 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.         Brookfield Asset Management Ltd.         (Registrant)           Date: October 31, 2024       /s/ Hadley Peer Marshall         Hadley Peer Marshall     Chief Financial Officer     EX-99.1 2 exh_991.htm PRESS RELEASE EdgarFiling EXHIBIT 99.1 Brookfield Announces Steps to Enhance Corporate Structure and Broaden Shareholder Ownership of Brookfield Asset Management BAM Shareholders to Vote at a Special Meeting to Be H